DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
R Chris Nee
Feed of 09/14/2026
Also filed as R Christopher Nee
At current firm
10 y
since Apr 7, 2016
In the industry
34 y
since Jan 17, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Steward Partners Investment Advisory, LLC BD affiliated currentsince Apr 7, 2016 · Stamford, Ct
- Raymond James Financial Services Advisors, Inc BD affiliatedNov 23, 2015 to Dec 8, 2016 · Portsmouth, Nh
- Oppenheimer & Co. Inc. BD affiliatedJul 13, 2010 to Nov 17, 2015 · Portsmouth, Nh
- Morgan Stanley & Co. LLC unclassifiedApr 2, 2007 to Jul 3, 2008 · Portsmouth, Nh
- Morgan Stanley Dw Inc. unclassifiedJan 20, 2006 to Apr 2, 2007 · Portsmouth, Nh
Moves
a registration end followed by a registration begin elsewhere
- Raymond James Financial Services Advisors, Inc to Steward Partners Investment Advisory, LLCleft Dec 8, 2016, registered Apr 7, 2016 (-245 days) · Other · moved with a team
- Oppenheimer & Co. Inc. to Raymond James Financial Services Advisors, Incleft Nov 17, 2015, registered Nov 23, 2015 (6 days) · Other
- Morgan Stanley & Co. LLC to Oppenheimer & Co. Inc.left Jul 3, 2008, registered Jul 13, 2010 (740 days) · Other
- Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLCleft Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address