RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• J••••• P•••••
- C••• S••••• P••••••• BD affiliated currentsince Aug 29, 2022 · Mclean, Va
- D••••• H•••••• F•••••• • B••••• I••• formerOct 7, 2021 to Aug 29, 2022 · Richmond, Va
- O•• D••••••• C•••••• M••••••••• I••• formerJul 9, 2018 to Oct 7, 2021 · Arlington, Va
- O•••••••• A•••••••• L••• formerJan 11, 2013 to Jul 10, 2018 · Charlottesville, Va
- O•••••••• F•••••••• C•••• formerSep 22, 2008 to Aug 25, 2016 · Mclean, Va
- F•••••• C•••••• M••••••••• I••• formerApr 13, 2000 to Oct 29, 2004 · Alexandria, Va
- D••••• H•••••• F•••••• • B••••• I••• to C••• S••••• P•••••••left Aug 29, 2022, registered Aug 29, 2022 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- O•• D••••••• C•••••• M••••••••• I••• to D••••• H•••••• F•••••• • B••••• I•••left Oct 7, 2021, registered Oct 7, 2021 (0 days) · channel change inside one enterprise, not a move · moved with a team
- O•••••••• A•••••••• L••• to O•• D••••••• C•••••• M••••••••• I•••left Jul 10, 2018, registered Jul 9, 2018 (-1 days) · RIA to RIA
- O•••••••• F•••••••• C•••• to O•••••••• A•••••••• L•••left Aug 25, 2016, registered Jan 11, 2013 (-1322 days) · Other
- F•••••• C•••••• M••••••••• I••• to O•••••••• F•••••••• C••••left Oct 29, 2004, registered Sep 22, 2008 (1424 days) · Other
- B••••••• J••••• P••••• left D••••• H•••••• F•••••• • B••••• I••• for C••• S••••• P••••••• (registered 2022-08-29)Aug 29, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address