RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• G••••• L•••••
- T•• L••••• I••••••••• L•• independent RIA currentsince Jan 1, 2026 · Longwood, Fl
- C••••••••• F•••••••• N•••••• national BDApr 30, 2002 to May 9, 2012 · Altamonte Springs, Fl
- 1•• G••••• A••••••• I•• formerSep 12, 2001 to May 6, 2002 · Apopka, Fl
- C••••••••• F•••••••• N•••••• to T•• L••••• I••••••••• L••left May 9, 2012, registered Jan 1, 2026 (4985 days) · Affiliated broker-dealer or bank to independent RIA
- 1•• G••••• A••••••• I•• to C••••••••• F•••••••• N••••••left May 6, 2002, registered Apr 30, 2002 (-6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address