M•••• G••••• W•••••

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
  since Feb 7, 2022 · Miami, Fl
• R•••••• J•••• • A••••••••• I••• national BD
  Aug 13, 2012 to Feb 15, 2022 · Coral Gables, Fl
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Aug 16, 2012 · Coral Gables, Fl
• C•••••••• G••••• M•••••• I••• BD affiliated
  Sep 21, 1993 to Jun 1, 2009 · Coral Gables, Fl

• R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Feb 15, 2022, registered Feb 7, 2022 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
• M••••• S•••••• to R•••••• J•••• • A••••••••• I•••
  left Aug 16, 2012, registered Aug 13, 2012 (-3 days) · Wirehouse to affiliated broker-dealer or bank
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

• ••• Locked
  Feb 15, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address