RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• M•••••• P••••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Mar 9, 2022 · Aloha, Or
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 21, 2014 to Nov 25, 2021 · Portland, Or
- T• A••••••••• I••• formerJan 10, 2014 to Nov 25, 2021 · Portland, Or
- C••••• I••••••••• A••••••• L•• BD affiliatedFeb 4, 2013 to Nov 11, 2013 · Aloha, Or
- S•••••••• A••••••• L•• national BDSep 2, 2004 to Dec 19, 2007 · Tigard, Or
- T• A••••••••• I••••••••• M••••••••• L•• to E•••••• A••••••• G••••• L••left Nov 25, 2021, registered Mar 9, 2022 (104 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Nov 25, 2021, registered Jan 21, 2014 (-2865 days) · channel change inside one enterprise, not a move
- C••••• I••••••••• A••••••• L•• to T• A••••••••• I•••left Nov 11, 2013, registered Jan 10, 2014 (60 days) · Other
- S•••••••• A••••••• L•• to C••••• I••••••••• A••••••• L••left Dec 19, 2007, registered Feb 4, 2013 (1874 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address