DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• B•••••••

S••••••• I••••••••• A•••••••• I•••otherAlpine, Ca dual registrantIAPD 1813672

Feed of 09/14/2026

Also filed as D•••• Lynn Barahura

At current firm

1 y

since Jan 2, 2025

In the industry

35 y

since Feb 27, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••• I••••••••• A•••••••• I••• other current
since Jan 2, 2025 · Portland, Or
T•••• W••••• A••••••• independent RIA
Jan 21, 2022 to Nov 2, 2022 · Alpine, Ca
M• H••••••• S••••••••• I••• BD affiliated
Apr 3, 2020 to Jun 11, 2020 · Alpine, Ca
F•••• A••••• A••••••• S•••••••• I••• former
Jul 2, 2012 to Oct 1, 2018 · Chesterfield, Mo
F•••• A••••• S••••••••• I••• former
Jan 26, 2007 to Jul 2, 2012 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

T•••• W••••• A••••••• to S••••••• I••••••••• A•••••••• I•••
left Nov 2, 2022, registered Jan 2, 2025 (792 days) · Other
M• H••••••• S••••••••• I••• to T•••• W••••• A•••••••
left Jun 11, 2020, registered Jan 21, 2022 (589 days) · Affiliated broker-dealer or bank to a newly registered adviser
F•••• A••••• A••••••• S•••••••• I••• to M• H••••••• S••••••••• I•••
left Oct 1, 2018, registered Apr 3, 2020 (550 days) · Affiliated broker-dealer or bank to another
F•••• A••••• S••••••••• I••• to F•••• A••••• A••••••• S•••••••• I•••
left Jul 2, 2012, registered Jul 2, 2012 (0 days) · corporate re-registration, not a move

Signals

D•••• B••••••• left T•••• W••••• A••••••• for S••••••• I••••••••• A•••••••• I••• (registered 2025-01-02)
Nov 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Other adviserderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address