RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• G••••• H•••••
- R•••• A••••••• S•••••••• I••• independent RIA currentsince Oct 26, 2023 · Glenview, Il
- L•••• F••• A••••••• S••••••• BD affiliatedDec 21, 2021 to Oct 26, 2023 · Grayslake, Il
- H••••• F•••••••• S•••••••• L•• formerJan 8, 2013 to Dec 21, 2021 · Dallas, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Jan 4, 2013 · North Riverside, Il
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedAug 27, 2002 to May 15, 2009 · Oak Brook, Il
- K•••••• C•••••• M•••••• I••• unclassifiedJun 28, 2002 to Aug 19, 2002 · Chicago, Il
- L•••• F••• A••••••• S••••••• to R•••• A••••••• S•••••••• I•••left Oct 26, 2023, registered Oct 26, 2023 (0 days) · Affiliated broker-dealer or bank to independent RIA
- H••••• F•••••••• S•••••••• L•• to L•••• F••• A••••••• S•••••••left Dec 21, 2021, registered Dec 21, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to H••••• F•••••••• S•••••••• L••left Jan 4, 2013, registered Jan 8, 2013 (4 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 15, 2009, registered Jan 2, 2009 (-133 days) · Other
- K•••••• C•••••• M•••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Aug 19, 2002, registered Aug 27, 2002 (8 days) · Other
- M•••••• G••••• H••••• left L•••• F••• A••••••• S••••••• for R•••• A••••••• S•••••••• I••• (registered 2023-10-26)Oct 26, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address