DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Charles Robert Bennett
Feed of 09/14/2026
Also filed as C Robert Bennett
At current firm
9 y
since Feb 27, 2017
In the industry
43 y
since Nov 23, 1982 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Prospera Financial Services, Inc. BD affiliated currentsince Feb 27, 2017 · Maumee, Oh
- Wells Fargo Advisors wirehouseDec 9, 2011 to Mar 22, 2017 · Maumee, Oh
- Morgan Stanley wirehouseJun 1, 2009 to Dec 22, 2011 · Toledo, Oh
- Citigroup Global Markets Inc. BD affiliatedAug 9, 1999 to Jun 1, 2009 · Toledo, Oh
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 14, 1997 to Dec 17, 2002 · Maumee, Oh
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Prospera Financial Services, Inc.left Mar 22, 2017, registered Feb 27, 2017 (-23 days) · Other
- Morgan Stanley to Wells Fargo Advisorsleft Dec 22, 2011, registered Dec 9, 2011 (-13 days) · Wirehouse to wirehouse
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Citigroup Global Markets Inc.left Dec 17, 2002, registered Aug 9, 1999 (-1226 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address