DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Copper Financial
Legal name Copper Financial Network, LLC
Latest filing Sep 3, 2026
First filing on the tape Apr 2, 2015 · 54 filings
SEC status approved since Apr 30, 2015
RAUM
$411M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$411M individuals and HNW
Advisors
39
registered through the firm on IAPD
RAUM per advisor
$10.5M
derived; firm RAUM over IAPD count
Employees
50
44 advisory (5.B.1)
Offices
31
beyond the principal office
Private funds
0
reported on Schedule D
History
54 filings and snapshots on the tape
RAUM$411M as of Aug 7, 2026
Mar 29, 2016$101M then
HNW client RAUM$44.7M as of Aug 7, 2026
Mar 29, 2019$33.4M then
State-registered IARs (5.B.3)44 as of Aug 7, 2026
Mar 29, 201613 then
Employees (5.A)50 as of Aug 7, 2026
Mar 29, 201624 then
Private funds: no history
RAUM +19% over the last fiscal year+14% a year over threeIARs 41 to 44offices 28 to 31
Practice profile
derived from the filing of Sep 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $10.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 107derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $82,351derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.2derived32 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +7.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +22%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminars, otherreportedItem 5.G
- Wrap fee program
- $821MreportedItem 5.I
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$366M89%
- High-net-worth individuals$44.7M11%
- Individual clients
- 4,135reported
- HNW clients
- 30reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4,987reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $411M sponsored, $411M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=45.0derived
Advisors registered through the firm
39 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Patrick HaggertyCertified Financial Planner | Lenexa, Ks | Apr 29, 2014 | 27 y | 2 |
| Heath Tyler BurchCertified Financial Planner | Lenexa, Ks | May 21, 2014 | 26 y | 3 |
| Scott Christopher AdamsCertified Financial Planner, Chartered Financial Consultant | Lenexa, Ks | May 21, 2014 | 32 y | 4 |
| Joseph David Kraemer | Lenexa, Ks | Feb 17, 2017 | 11 y | 0 |
| Jason Eric SeehusenCertified Financial Planner | Kansas City, Mo | Jan 8, 2018 | 19 y | 1 |
| Bradley Justin Mauderer | Lenexa, Ks | Apr 5, 2018 | 28 y | 2 |
| Taylor Brianne Ahern | Lenexa, Ks | Jun 5, 2018 | 13 y | 1 |
| Joshua Daniel Edens | Lenexa, Ks | Aug 28, 2019 | 17 y | 0 |
| Tysyn Hartman | Kansas City, Mo | Jan 11, 2020 | 11 y | 2 |
| Rance Jay CarlsonCertified Financial Planner | Kansas City, Mo | Jan 7, 2021 | 20 y | 1 |
| Jeffrey Stuart Vineyard | Lenexa, Ks | Jan 8, 2021 | 21 y | 1 |
| Joan Elizabeth Bellows | Lenexa, Ks | May 13, 2021 | 23 y | 1 |
| Rachel Marie Feldkamp | Lenexa, Ks | Sep 29, 2021 | 20 y | 1 |
| Seth Izak Hofstetter | Lenexa, Ks | Feb 28, 2022 | 10 y | 1 |
| Andre Maurice YoskowitzCertified Financial Planner | Lenexa, Ks | Feb 28, 2022 | 15 y | 2 |
| Machoura Akmalkhodjaeva | New York, Ny | Mar 1, 2022 | 11 y | 1 |
| Jake Christopher Wu | Lenexa, Ks | Mar 1, 2022 | 14 y | 3 |
| Ian Stuart Cole | Lenexa, Ks | Mar 2, 2022 | 19 y | 6 |
| Alyssa Nicole Akers | Lenexa, Ks | Sep 29, 2022 | 19 y | 0 |
| Lalitkumar K Dhande | Lenexa, Ks | Jan 3, 2023 | 14 y | 2 |
| Amanda J Spear | Lenexa, Ks | Jan 3, 2023 | 10 y | 0 |
| Ronald Lee YountCertified Financial Planner | Lenexa, Ks | Jan 3, 2023 | 22 y | 1 |
| Caleb Allen Padgett | Lenexa, Ks | Jan 31, 2023 | 11 y | 0 |
| Jordan Nicole RehagenCertified Financial Planner, Chartered Financial Consultant | Prairie Village, Ks | Mar 31, 2023 | 13 y | 0 |
| Joseph T Yates | Lenexa, Ks | Apr 3, 2023 | 12 y | 0 |
| Dainan James Swoope | Kansas City, Mo | Jul 19, 2023 | 13 y | 0 |
| Nicole Anne Bartel | Lenexa, Ks | Aug 29, 2023 | 13 y | 0 |
| Tyler Dean White | Lenexa, Ks | Sep 12, 2023 | 12 y | 0 |
| John Douglas James | Des Peres, Mo | Sep 28, 2023 | 18 y | 4 |
| Salvatore Charles Arnone | Leavenworth, Ks | Mar 18, 2024 | 13 y | 1 |
| Kelly Dawn Lambert | Lenexa, Ks | Apr 16, 2025 | 17 y | 3 |
| Matthew Philip Fitzgerald | Lenexa, Ks | Apr 30, 2025 | 15 y | 2 |
| Suzanne E Wallace | Kansas City, Mo | May 29, 2025 | 12 y | 2 |
| Albert Maurice Judson | Zachary, La | Jul 28, 2025 | 17 y | 3 |
| Joshua David Packman | Des Peres, Mo | Aug 6, 2025 | 11 y | 2 |
| Kevin David Harper | Lenexa, Ks | Oct 20, 2025 | 15 y | 3 |
| Drew P Cason | Leawood, Ks | Oct 29, 2025 | 11 y | 0 |
| Christopher Leile Sutherlin | Hawthorne, Ca | Jul 7, 2026 | 12 y | 0 |
| Sami Edward Farag | Lenexa, Ks | Aug 7, 2026 | 31 y | 5 |
Advisor movement
6 left, 2 joined in 12 months
net -4 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 15% of current headcount16 left over 36 months
Left, latest
- Todd Christopher Salzman to Edward JonesAug 18, 2026 · RIA to affiliated broker-dealer or bank
- Lucy A Viado to Equitable Advisors, LLCApr 29, 2026 · RIA to affiliated broker-dealer or bank
- Colter Robert Heckman to Modern Wealth Management, LLCApr 9, 2026 · RIA to RIA
- Chase Cantrell Dalton to Chase Wealth ManagementMar 19, 2026 · RIA to a state-registered adviser
- Jackson Kerschen Shepard to Northwestern Mutual Investment Services,LLCMar 19, 2026 · Other
- Tyler Fields to Equitable Advisors, LLCFeb 13, 2026 · RIA to affiliated broker-dealer or bank
- Logan Nicholas Shearer to Northwestern Mutual Investment Services,LLCJul 29, 2025 · Other
- Brooks Jameson Casel to Buttonwood Financial Group, LLCMay 13, 2025 · RIA to RIA
- David Lawrence Tuyo to Cetera Investment Advisers LLCApr 17, 2025 · RIA to affiliated broker-dealer or bank
- Lainie Pasquini Henrich to American Century Investments Private Client Group, Inc.Apr 17, 2025 · RIA to affiliated broker-dealer or bank
- Shannon Cheah to Ae Wealth Management, LLCFeb 28, 2025 · RIA to RIA
- Siobhan Rudacille to U.S. Bancorp Investments, Inc.Sep 23, 2024 · RIA to affiliated broker-dealer or bank
- Daniel Thomas Wilkes to Edward JonesSep 23, 2024 · RIA to affiliated broker-dealer or bank
- Rina R Mehta to Arvest Wealth ManagementMar 21, 2024 · RIA to RIA
- Trent Brining to Wells Fargo AdvisorsFeb 5, 2024 · RIA to wirehouse
Joined, latest
- Sami Edward Farag from Independent Financial PartnersAug 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- Kevin David Harper from Strategic Advisers LLCOct 20, 2025 · Affiliated broker-dealer or bank to independent RIA
- Joshua David Packman from LPL Financial LLCAug 6, 2025 · Affiliated broker-dealer or bank to independent RIA
- Albert Maurice Judson from Cetera Investment Advisers LLCJul 28, 2025 · Affiliated broker-dealer or bank to independent RIA
- Suzanne E Wallace from Boulder Investment GroupMay 29, 2025 · RIA to RIA
- Matthew Philip Fitzgerald from Tortoiseecofin Investments Partners, LLCApr 30, 2025 · Other
- Kelly Dawn Lambert from Northwestern Mutual Investment Services,LLCApr 16, 2025 · Other
- Brooks Jameson Casel from Creative PlanningOct 16, 2024 · RIA to RIA
- Lainie Pasquini Henrich from American Century Investments Private Client Group, Inc.Apr 17, 2024 · Affiliated broker-dealer or bank to independent RIA
- Salvatore Charles Arnone from American Century Investments Private Client Group, Inc.Mar 18, 2024 · Affiliated broker-dealer or bank to independent RIA
- Tyler Fields from Ameriprise Financial Services, LLCJan 18, 2024 · Affiliated broker-dealer or bank to independent RIA
- Siobhan Rudacille from First Command Advisory ServicesDec 5, 2023 · Affiliated broker-dealer or bank to independent RIA
- John Douglas James from Edward JonesSep 28, 2023 · Affiliated broker-dealer or bank to independent RIA
- Lucy A Viado from Edward JonesApr 25, 2023 · Affiliated broker-dealer or bank to independent RIA
- Cameron Page from Cetera Investment Advisers LLCApr 21, 2023 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Next Bloom WealthJul 22, 2022 · Lenexa, Ks
- 5 joined from Unfcu Advisors LLCOct 13, 2022 · New York, Ny · Firm absorbed
- 2 joined from Cuso Financial Services, L.P.Jun 30, 2020 · San Diego, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael Patrick Haggerty · President, Chief Compliance Officercontrolsince 06/2013 · owns less than 5%
- Tracy Christian · Elected Managersince 12/2022 · owns less than 5%
- Michael James Dehner · Financial Operations Principalsince 03/2022 · owns less than 5%
- Lisa Roselle Ginter · Elected Managersince 03/2015 · owns less than 5%
- Stephen Dale Kropp · Elected Managersince 01/2021 · owns less than 5%
- Michael Alan Patrick · Elected Managersince 07/2008 · owns less than 5%
- Timothy Rice Saracini · Elected Managersince 09/2016 · owns less than 5%
- Tracy Christian · Elected Managersince 12/2022 · owns F of Communityamerica Cuso One, LLC
- Lisa Ginter · Elected Managersince 03/2015 · owns F of Communityamerica Cuso One, LLC
- Stephen Dale Kropp · Elected Managersince 01/2021 · owns F of Communityamerica Cuso One, LLC
- Michael Patrick · Elected Managersince 07/2008 · owns F of Communityamerica Cuso One, LLC
- Timothy Rice Saracini · Elected Managersince 09/2016 · owns F of Communityamerica Cuso One, LLC
Entity owners
- Communityamerica Cuso One LLC · Shareholderdirect · owns 75% or more
- Communityamerica Credit Union · Sole Shareholderindirect · owns 75% or more of Communityamerica Cuso One LLC
Related persons
Schedule D 7.A
- Communityamerica Credit Uniony
- Communityamerica Insurance Agency, LLCreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lenexa, Ks · principal | 39 | 4 | 3 | ||
| Kansas City, Mo | 14 | 0 | 0 | ||
| Leawood, Ks | 5 | 1 | 1 | ||
| New York, Ny | 5 | 0 | 0 | ||
| Blue Springs, Mo | 2 | 0 | 0 | ||
| Des Peres, Mo | 2 | 0 | 0 | ||
| Lees Summit, Mo | 2 | 1 | 0 | ||
| Los Angeles, Ca | 2 | 2 | 1 | ||
| Hazelwood, Mo | 1 | 0 | 1 | ||
| Pleasant Valley, Mo | 1 | 0 | 0 | ||
| Leavenworth, Ks | 1 | 0 | 0 | ||
| Oklahoma City, Ok | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY4 employees
- Kansas City, MO4 employees
- Pleasant Valley, MO3 employees
- Leawood, KS3 employees
- Bridgeton, MO2 employees
- Oklahoma City, OK2 employees
- Los Angeles, CA2 employees
- Overland Park, KS1 employees
- Kansas City, MO1 employees
- Kansas City, MO1 employees
- Olathe, KS1 employees
- Kansas City, KS1 employees
- Lee'S Summit, MO1 employees
- Kansas City, MO1 employees
- Olathe, KS1 employees
- Lee'S Summit, MO1 employees
- Kansas City, MO1 employees
- Excelsior Springs, MO1 employees
- Leavenworth, KS1 employees
- Grandview, MO1 employees
- Kansas City, MO1 employees
- Raymore, MO1 employees
- Independence, MO1 employees
- Overland Park, KS1 employees
- Blue Springs, MO1 employees
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Aug 7, 2026 to Sep 3, 2026
- Succession · false to unsetAug 7, 2026 to Sep 3, 2026
- Accounts · 4,082 to 4,987Nov 4, 2025 to Mar 31, 2026
- Advisory employees · 41 to 44Nov 4, 2025 to Mar 31, 2026
- Corporate clients · 1 to 0Nov 4, 2025 to Mar 31, 2026
- HNW clients · 19 to 30Nov 4, 2025 to Mar 31, 2026
- Individual clients · 3,392 to 4,135Nov 4, 2025 to Mar 31, 2026
- State-registered IARs · 41 to 44Nov 4, 2025 to Mar 31, 2026
- Other offices · 28 to 31Nov 4, 2025 to Mar 31, 2026
- Discretionary RAUM · $346M to $411MNov 4, 2025 to Mar 31, 2026
- HNW RAUM · $30.0M to $44.7MNov 4, 2025 to Mar 31, 2026
- Individual RAUM · $316M to $366MNov 4, 2025 to Mar 31, 2026
- RAUM · $346M to $411MNov 4, 2025 to Mar 31, 2026
- Wrap assets (manager) · $346M to $411MNov 4, 2025 to Mar 31, 2026
- Wrap assets (sponsor) · $346M to $411MNov 4, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Jul 30, 2025 to Nov 4, 2025
- Accounts · 2,791 to 4,082Oct 16, 2024 to Mar 31, 2025
- Advisory employees · 43 to 41Oct 16, 2024 to Mar 31, 2025
- BD registered reps · 49 to 45Oct 16, 2024 to Mar 31, 2025
- HNW clients · 15 to 19Oct 16, 2024 to Mar 31, 2025
- Individual clients · 2,259 to 3,392Oct 16, 2024 to Mar 31, 2025
- Employees · 56 to 50Oct 16, 2024 to Mar 31, 2025
- State-registered IARs · 43 to 41Oct 16, 2024 to Mar 31, 2025
- Other offices · 29 to 28Oct 16, 2024 to Mar 31, 2025
- Discretionary RAUM · $306M to $346MOct 16, 2024 to Mar 31, 2025
- HNW RAUM · $23.7M to $30.0MOct 16, 2024 to Mar 31, 2025
- Individual RAUM · $282M to $316MOct 16, 2024 to Mar 31, 2025
- RAUM · $306M to $346MOct 16, 2024 to Mar 31, 2025
- Wrap assets (manager) · $306M to $346MOct 16, 2024 to Mar 31, 2025
- Wrap assets (sponsor) · $306M to $346MOct 16, 2024 to Mar 31, 2025
- Accounts · 2,406 to 2,791Sep 16, 2023 to Mar 28, 2024
- Advisory employees · 38 to 43Sep 16, 2023 to Mar 28, 2024
- BD registered reps · 41 to 49Sep 16, 2023 to Mar 28, 2024
- Corporate clients · 2 to 1Sep 16, 2023 to Mar 28, 2024
- HNW clients · 12 to 15Sep 16, 2023 to Mar 28, 2024
- Individual clients · 1,905 to 2,259Sep 16, 2023 to Mar 28, 2024
- Employees · 50 to 56Sep 16, 2023 to Mar 28, 2024
- State-registered IARs · 38 to 43Sep 16, 2023 to Mar 28, 2024
- Other offices · 28 to 29Sep 16, 2023 to Mar 28, 2024
- Discretionary RAUM · $276M to $306MSep 16, 2023 to Mar 28, 2024
Signals
32 dated events
- Todd Christopher Salzman left Copper Financial for Edward Jones (registered 2026-08-14)Aug 18, 2026 · Advisor changed firm · fact
- Lucy A Viado left Copper Financial for Equitable Advisors, Llc (registered 2026-04-24)Apr 29, 2026 · Advisor changed firm · fact
- Colter Robert Heckman left Copper Financial for Modern Wealth Management, Llc (registered 2026-06-10)Apr 9, 2026 · Advisor changed firm · fact
- Jackson Kerschen Shepard left Copper Financial for Northwestern Mutual Investment Services,Llc (registered 2026-04-22)Mar 19, 2026 · Advisor changed firm · fact
- Chase Cantrell Dalton left Copper Financial for Chase Wealth Management (registered 2026-04-06)Mar 19, 2026 · Advisor changed firm · fact
- Tyler Fields left Copper Financial for Equitable Advisors, Llc (registered 2026-05-04)Feb 13, 2026 · Advisor changed firm · fact
- Logan Nicholas Shearer left Copper Financial for Northwestern Mutual Investment Services,Llc (registered 2025-09-19)Jul 29, 2025 · Advisor changed firm · fact
- Brooks Jameson Casel left Copper Financial for Buttonwood Financial Group, Llc (registered 2025-05-30)May 13, 2025 · Advisor changed firm · fact
- Lainie Pasquini Henrich left Copper Financial for American Century Investments Private Client Group, Inc. (registered 2025-08-22)Apr 17, 2025 · Advisor changed firm · fact
- David Lawrence Tuyo left Copper Financial for Cetera Investment Advisers Llc (registered 2026-06-02)Apr 17, 2025 · Advisor changed firm · fact
- Shannon Cheah left Copper Financial for Ae Wealth Management, Llc (registered 2025-03-03)Feb 28, 2025 · Advisor changed firm · fact
- Justin Robert Steitz (President, Chief Compliance Officer) no longer on Schedule A of Copper Financial (listed 2024-09-06, absent 2024-10-16)Oct 16, 2024 · Control person left · inference
- Siobhan Rudacille left Copper Financial for U.S. Bancorp Investments, Inc. (registered 2024-09-09)Sep 23, 2024 · Advisor changed firm · fact
- Daniel Thomas Wilkes left Copper Financial for Edward Jones (registered 2024-09-06)Sep 23, 2024 · Advisor changed firm · fact
- Rina R Mehta left Copper Financial for Arvest Wealth Management (registered 2024-05-15)Mar 21, 2024 · Advisor changed firm · fact
- Trent Brining left Copper Financial for Wells Fargo Advisors (registered 2024-01-15)Feb 5, 2024 · Advisor changed firm · fact
- Cameron Page left Copper Financial for Equitable Advisors, Llc (registered 2024-04-12)Jan 17, 2024 · Advisor changed firm · fact
- Bradley Dean Scott left Copper Financial for Postrock Partners Llc (registered 2023-12-11)Aug 28, 2023 · Advisor changed firm · fact
- Brett Rogers left Copper Financial for Edward Jones (registered 2023-08-18)Aug 28, 2023 · Advisor changed firm · fact
- Nicholas Marlo left Copper Financial for Edward Jones (registered 2023-07-21)Jul 12, 2023 · Advisor changed firm · fact
- Unfcu Advisors LLC's advisors moved to Copper Financial (New York, NY): 5 of 7 registered, on the same dayOct 13, 2022 · Firm absorbed (people side) · derived
- Stephanie Marie Smith left Copper Financial for Two West Capital Advisors Llc (registered 2022-09-29)Sep 26, 2022 · Advisor changed firm · fact
- Alfonso Durazo left Copper Financial for Lpl Financial Llc (registered 2022-12-21)Sep 9, 2022 · Advisor changed firm · fact
- Robert Alexander Borgardts left Copper Financial for Next Bloom Wealth (registered 2022-08-29)Jul 22, 2022 · Advisor changed firm · fact
- Ashley Dickson left Copper Financial for Next Bloom Wealth (registered 2022-08-29)Jul 22, 2022 · Advisor changed firm · fact
- 2 advisors left Copper Financial (Lenexa, KS) for Next Bloom Wealth on the same dayJul 22, 2022 · Team lift-out · derived
- Ryan David Gress left Copper Financial for Creative Planning (registered 2022-07-01)Jun 8, 2022 · Advisor changed firm · fact
- Copper Financial reported RAUM $294.3M, up 95% from $151.2M (2021-10-11 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Copper Financial reported RAUM $151.2M, down 54% from $326.8M (2020-11-16 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Copper Financial reported RAUM $326.8M, up 50% from $217.3M (2020-02-07 to 2020-03-31)Mar 31, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 888-695-3477reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/copper-financialreportedpublic record, Form ADV, Sep 17, 2026
- Website
- cu.financialreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 913-905-3600reportedpublic record, Form ADV, Sep 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $10.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026