DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• F•••••• S••••••

M• H••••••• S••••••••• I•••BD affiliatedMadison, Njdual registrantIAPD 1825282

Certified Financial Planner · Chartered Financial Analyst

Feed of 09/14/2026

Also filed as J••• S••••••

At current firm

0 y

since Jan 6, 2026

In the industry

27 y

since Jul 1, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M• H••••••• S••••••••• I••• BD affiliated current
since Jan 6, 2026 · Madison, Nj
E•••••••• A•••••••• L•• national BD
Oct 6, 2025 to Jan 13, 2026 · Saddle Brook, Nj
M•• I•••••••• S•••••••• L•• BD affiliated
Dec 9, 2022 to Sep 27, 2024 · Saddle Brook, Nj
E•••• S••••••••• L•• BD affiliated
Sep 15, 2022 to Nov 29, 2022 · Edison, Nj
E•••••••• A•••••••• L•• national BD
Nov 4, 2019 to Jul 22, 2022 · Edison, Nj
M•• I•••••••• S•••••••• L•• BD affiliated
Aug 1, 2018 to Oct 16, 2019 · Warren, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 16, 2004 to Jun 5, 2017 · Pennington, Nj

Moves

a registration end followed by a registration begin elsewhere

E•••••••• A•••••••• L•• to M• H••••••• S••••••••• I•••
left Jan 13, 2026, registered Jan 6, 2026 (-7 days) · Affiliated broker-dealer or bank to another
M•• I•••••••• S•••••••• L•• to E•••••••• A•••••••• L••
left Sep 27, 2024, registered Oct 6, 2025 (374 days) · Affiliated broker-dealer or bank to another
E•••• S••••••••• L•• to M•• I•••••••• S•••••••• L••
left Nov 29, 2022, registered Dec 9, 2022 (10 days) · Affiliated broker-dealer or bank to another
E•••••••• A•••••••• L•• to E•••• S••••••••• L••
left Jul 22, 2022, registered Sep 15, 2022 (55 days) · Affiliated broker-dealer or bank to another
M•• I•••••••• S•••••••• L•• to E•••••••• A•••••••• L••
left Oct 16, 2019, registered Nov 4, 2019 (19 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• I•••••••• S•••••••• L••
left Jun 5, 2017, registered Aug 1, 2018 (422 days) · Wirehouse to affiliated broker-dealer or bank

Signals

J••• F•••••• S•••••• left E•••••••• A•••••••• L•• for M• H••••••• S••••••••• I••• (registered 2026-01-06)
Jan 13, 2026 · Advisor changed firm · fact
J••• F•••••• S•••••• left M•• I•••••••• S•••••••• L•• for E•••••••• A•••••••• L•• (registered 2025-10-06)
Sep 27, 2024 · Advisor changed firm · fact
J••• F•••••• S•••••• left E•••• S••••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2022-12-09)
Nov 29, 2022 · Advisor changed firm · fact
J••• F•••••• S•••••• left E•••••••• A•••••••• L•• for E•••• S••••••••• L•• (registered 2022-09-15)
Jul 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address