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RIA Intelligence
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Registered advisor
C•••• R••• H••••••
Feed of 09/14/2026
Also filed as C•••• R••• Mclain
At current firm
3 y
since May 15, 2023
In the industry
28 y
since Oct 10, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A•••• W••••• M••••••••• G•••• independent RIA currentsince May 15, 2023 · Plano, Tx
- W•••• F•••• A••••••• wirehouseMay 17, 2019 to May 24, 2023 · Plano, Tx
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to May 17, 2019 · Plano, Tx
- P••••••••• E••••• G••••• L•• unclassifiedDec 9, 1997 to Jul 1, 2003 · Plano, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A•••• W••••• M••••••••• G••••left May 24, 2023, registered May 15, 2023 (-9 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left May 17, 2019, registered May 17, 2019 (0 days) · channel change inside one enterprise, not a move · moved with a team
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
- C•••• R••• H•••••• left W•••• F•••• A••••••• for A•••• W••••• M••••••••• G•••• (registered 2023-05-15)May 24, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address