DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gina Maurica Kletter
Feed of 09/14/2026
Also filed as Gina Maurica Campisi
At current firm
0 y
since Mar 27, 2026
In the industry
24 y
since May 2, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Janney Montgomery Scott LLC BD affiliated currentsince Mar 27, 2026 · Red Bank, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 2, 2022 to Mar 27, 2026 · Red Bank, Nj
- RBC Capital Markets, LLC national BDFeb 27, 2015 to May 3, 2022 · Red Bank, Nj
- Morgan Stanley wirehouseJun 1, 2009 to Mar 11, 2015 · Red Bank, Nj
- Morgan Stanley & Co. LLC unclassifiedJan 16, 2008 to Jun 1, 2009 · Red Bank, Nj
- UBS Financial Services Inc. wirehouseNov 17, 2006 to Jan 24, 2008 · Edison, Nj
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Janney Montgomery Scott LLCleft Mar 27, 2026, registered Mar 27, 2026 (0 days) · Wirehouse to affiliated broker-dealer or bank
- RBC Capital Markets, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft May 3, 2022, registered Jun 2, 2022 (30 days) · Affiliated broker-dealer or bank to wirehouse
- Morgan Stanley to RBC Capital Markets, LLCleft Mar 11, 2015, registered Feb 27, 2015 (-12 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- UBS Financial Services Inc. to Morgan Stanley & Co. LLCleft Jan 24, 2008, registered Jan 16, 2008 (-8 days) · Other
Signals
- Gina Maurica Kletter left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Janney Montgomery Scott Llc (registered 2026-03-27)Mar 27, 2026 · Advisor changed firm · fact
- Gina Maurica Kletter left Rbc Capital Markets, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-06-02)May 3, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address