DFX Intelligence
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Registered advisor
J•••••• C••• M••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J•••••• C••• M••••••••• C••• M••••••••• M••••
At current firm
13 y
since Apr 12, 2013
In the industry
38 y
since Jun 30, 1988 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Apr 12, 2013 · Concord Village, Mo
- W•••• F•••• A••••••• wirehouseMar 15, 2011 to Apr 10, 2013 · Chesterfield, Mo
- B••••• A••••••••• F•••••••• P•••••••• I••• unclassifiedSep 19, 2008 to Nov 18, 2010 · St. Louis, Mo
- F•• S••••••••• C••••••••• formerAug 1, 2008 to Aug 12, 2008 · St. Louis, Mo
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedDec 3, 2001 to Feb 19, 2003 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to E••••• J••••left Apr 10, 2013, registered Apr 12, 2013 (2 days) · Wirehouse to affiliated broker-dealer or bank
- B••••• A••••••••• F•••••••• P•••••••• I••• to W•••• F•••• A•••••••left Nov 18, 2010, registered Mar 15, 2011 (117 days) · Other
- F•• S••••••••• C••••••••• to B••••• A••••••••• F•••••••• P•••••••• I•••left Aug 12, 2008, registered Sep 19, 2008 (38 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to F•• S••••••••• C•••••••••left Feb 19, 2003, registered Aug 1, 2008 (1990 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address