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Registered advisor

J•••••• G•••• M••••••••

O•••• A••••••• S•••••••• L••BD affiliatedSeattle, Wa dual registrantIAPD 1846287

Feed of 09/15/2026

Also filed as J•••••• Mountains

At current firm

1 y

since Nov 8, 2024

In the industry

38 y

since Jul 28, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• A••••••• S•••••••• L•• BD affiliated current
since Nov 8, 2024 · Terrell, Tx
A•••• P•••• A••••••• former
Nov 6, 2020 to Nov 8, 2024 · Seattle, Wa
K•• F•••••••• S•••••••• I•• former
Feb 9, 2011 to Nov 6, 2020 · Seattle, Wa
Q•• F•••••••• L•• unclassified
Nov 18, 2002 to Feb 11, 2011 · Stanwood, Wa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 22, 1989 to Nov 13, 2002 · Everett, Wa

Moves

a registration end followed by a registration begin elsewhere

A•••• P•••• A••••••• to O•••• A••••••• S•••••••• L••
left Nov 8, 2024, registered Nov 8, 2024 (0 days) · corporate re-registration, not a move
K•• F•••••••• S•••••••• I•• to A•••• P•••• A•••••••
left Nov 6, 2020, registered Nov 6, 2020 (0 days) · channel change inside one enterprise, not a move · moved with a team
Q•• F•••••••• L•• to K•• F•••••••• S•••••••• I••
left Feb 11, 2011, registered Feb 9, 2011 (-2 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to Q•• F•••••••• L••
left Nov 13, 2002, registered Nov 18, 2002 (5 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address