DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••• J• Z••••••••

C•••••• S••••• • C••• I•••national BDGrosse Pointe, Midual registrantIAPD 1847714

Feed of 09/14/2026

Also filed as P••• Joseph Z••••••••

At current firm

0 y

since May 15, 2026

In the industry

37 y

since Oct 26, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since May 15, 2026 · Grosse Pointe, Mi
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to May 7, 2026 · Clinton Township, Mi
F••••••• P••••••• A•• W•••••••• A••••••• former
Oct 25, 2023 to Mar 31, 2025 · Troy, Mi
E•••••• C•••••• M••••••••• L•• former
Oct 30, 2010 to Aug 11, 2023 · Arlington, Va
P•• W••••• M••••••••• BD affiliated
Nov 13, 2009 to Oct 18, 2010 · Bloomfield Hills, Mi
N•••••• I••••••••• I••• unclassified
Feb 27, 2009 to Nov 13, 2009 · Farmington Hills, Mi
C•••• I••••••••• S••••••• C•••• former
Jul 10, 2007 to Feb 11, 2008 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••
left May 7, 2026, registered May 15, 2026 (8 days) · Affiliated broker-dealer or bank to another · moved with a team
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
E•••••• C•••••• M••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Aug 11, 2023, registered Oct 25, 2023 (75 days) · RIA to affiliated broker-dealer or bank · moved with a team
P•• W••••• M••••••••• to E•••••• C•••••• M••••••••• L••
left Oct 18, 2010, registered Oct 30, 2010 (12 days) · Other
N•••••• I••••••••• I••• to P•• W••••• M•••••••••
left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
C•••• I••••••••• S••••••• C•••• to N•••••• I••••••••• I•••
left Feb 11, 2008, registered Feb 27, 2009 (382 days) · Other

Signals

P••• J• Z•••••••• left S•••••••• A••••••• L•• for C•••••• S••••• • C••• I••• (registered 2026-05-15)
May 7, 2026 · Advisor changed firm · fact
P••• J• Z•••••••• left E•••••• C•••••• M••••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-10-25)
Aug 11, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 37derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address