DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gregory Scott Griffith
Feed of 09/15/2026
Also filed as Gregory Scott Griffith
At current firm
0 y
since Feb 13, 2026
In the industry
38 y
since Jul 29, 1988 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U.S. Bancorp Advisors, LLC BD affiliated currentsince Feb 13, 2026 · Knoxville, Tn
- U.S. Bancorp Investments, Inc. formerMay 6, 2025 to Feb 13, 2026 · Knoxville, Tn
- Raymond James Financial Services Advisors, Inc BD affiliatedJan 18, 2019 to May 8, 2025 · Sevierville, Tn
- Cetera Investment Advisers LLC BD affiliatedAug 7, 2018 to Jan 17, 2019 · Maryville, Tn
- Cambridge Investment Research Advisors, Inc. BD affiliatedNov 30, 2017 to Aug 10, 2018 · Sevierville, Tn
- Raymond James Financial Services Advisors, Inc BD affiliatedJan 2, 2009 to Dec 4, 2017 · Sevierville, Tn
- Raymond James Financial Services, Inc. unclassifiedNov 13, 2007 to Jan 2, 2009 · Sevierville, Tn
- Morgan Stanley & Co. LLC unclassifiedMay 24, 2007 to Nov 6, 2007 · Knoxville, Tn
- Amsouth Investment Management Company LLC unclassifiedJun 23, 2006 to Nov 2, 2006 · Memphis, Tn
- First Horizon Advisors, Inc formerMar 17, 2004 to Nov 3, 2004 · Knoxville, Tn
Moves
a registration end followed by a registration begin elsewhere
- U.S. Bancorp Investments, Inc. to U.S. Bancorp Advisors, LLCleft Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- Raymond James Financial Services Advisors, Inc to U.S. Bancorp Investments, Inc.left May 8, 2025, registered May 6, 2025 (-2 days) · Affiliated broker-dealer or bank to another
- Cetera Investment Advisers LLC to Raymond James Financial Services Advisors, Incleft Jan 17, 2019, registered Jan 18, 2019 (1 days) · Affiliated broker-dealer or bank to another
- Cambridge Investment Research Advisors, Inc. to Cetera Investment Advisers LLCleft Aug 10, 2018, registered Aug 7, 2018 (-3 days) · Affiliated broker-dealer or bank to another
- Raymond James Financial Services Advisors, Inc to Cambridge Investment Research Advisors, Inc.left Dec 4, 2017, registered Nov 30, 2017 (-4 days) · Other
- Raymond James Financial Services, Inc. to Raymond James Financial Services Advisors, Incleft Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- Morgan Stanley & Co. LLC to Raymond James Financial Services, Inc.left Nov 6, 2007, registered Nov 13, 2007 (7 days) · Other
- Amsouth Investment Management Company LLC to Morgan Stanley & Co. LLCleft Nov 2, 2006, registered May 24, 2007 (203 days) · Other
- First Horizon Advisors, Inc to Amsouth Investment Management Company LLCleft Nov 3, 2004, registered Jun 23, 2006 (597 days) · Other
Signals
- Gregory Scott Griffith left Raymond James Financial Services Advisors, Inc for U.S. Bancorp Investments, Inc. (registered 2025-05-06)May 8, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address