P••••••• A•• J•••••

C•••••• A•••••••BD affiliatedFort Washington, Pa dual registrantIAPD 1853615

Feed of 09/15/2026

At current firm

9 y

since Jun 6, 2017

In the industry

33 y

since May 20, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• A••••••• BD affiliated current
since May 28, 2019 · Marlton, Nj
L•••••• I••••••••• independent RIA current
since Jun 6, 2017 · Fanwood, Nj
L••••• A•••••••• L•• former
Aug 17, 2004 to Oct 4, 2019 · Bridgewater, Nj
M•••••• I••••••••• F••• S••••••• L•• unclassified
Aug 7, 2002 to Aug 7, 2003 · Woodbridge, Nj

Moves

a registration end followed by a registration begin elsewhere

L••••• A•••••••• L•• to L•••••• I•••••••••
left Oct 4, 2019, registered Jun 6, 2017 (-850 days) · corporate re-registration, not a move
M•••••• I••••••••• F••• S••••••• L•• to L••••• A•••••••• L••
left Aug 7, 2003, registered Aug 17, 2004 (376 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address