T•••••• J•• V•• S••••••

• L•• F•••••••• L•• BD affiliated current
  since Aug 11, 2023 · Basking Ridge, Nj
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  May 23, 2017 to Jun 26, 2023 · Montville, Nj
• M•• S••••••••• I••• unclassified
  Jan 24, 2013 to May 24, 2017 · Fishkill, Ny
• M••••• O• O•••• I••••••• S•••••••• I••• independent RIA
  Oct 3, 2012 to Jan 16, 2013 · Upper Saddle River, Nj
• C•••••• O•• F•••••••• A••••••• L•• unclassified
  Aug 5, 2009 to May 31, 2012 · Melville, Ny

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••
  left Jun 26, 2023, registered Aug 11, 2023 (46 days) · Affiliated broker-dealer or bank to another
• M•• S••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left May 24, 2017, registered May 23, 2017 (-1 days) · Other
• M••••• O• O•••• I••••••• S•••••••• I••• to M•• S••••••••• I•••
  left Jan 16, 2013, registered Jan 24, 2013 (8 days) · Other
• C•••••• O•• F•••••••• A••••••• L•• to M••••• O• O•••• I••••••• S•••••••• I•••
  left May 31, 2012, registered Oct 3, 2012 (125 days) · Other

• ••• Locked
  Jun 26, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address