RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• T••• S••••
- B•••••• A••••••• G•••• L•• independent RIA currentsince Dec 13, 2016 · Boca Raton, Fl
- J•• C•••••• A•••••••• L•• formerApr 29, 2010 to Jul 24, 2015 · Tampa, Fl
- G•••••••• F••••••••• I•• unclassifiedJul 1, 2008 to Mar 30, 2010 · Tampa, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJun 23, 2003 to Jul 1, 2008 · Deerfield Beach, Fl
- P••••••••• E••••• G••••• L•• unclassifiedOct 29, 1999 to Jun 24, 2003 · Boca Raton, Fl
- J•• C•••••• A•••••••• L•• to B•••••• A••••••• G•••• L••left Jul 24, 2015, registered Dec 13, 2016 (508 days) · Other
- G•••••••• F••••••••• I•• to J•• C•••••• A•••••••• L••left Mar 30, 2010, registered Apr 29, 2010 (30 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to G•••••••• F••••••••• I••left Jul 1, 2008, registered Jul 1, 2008 (0 days) · Other
- P••••••••• E••••• G••••• L•• to R•••••• J•••• F•••••••• S•••••••• I•••left Jun 24, 2003, registered Jun 23, 2003 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address