DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Buckman Advisory Group LLC
Latest filing Apr 7, 2026
First filing on the tape Mar 1, 2012 · 40 filings
SEC status approved since Sep 24, 2004
RAUM
$277M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
87%
$242M individuals and HNW
Advisors
15
registered through the firm on IAPD
RAUM per advisor
$18.5M
derived; firm RAUM over IAPD count
Employees
15
15 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$277M as of Apr 7, 2026
Mar 1, 2012$150M then
HNW client RAUM$144M as of Apr 7, 2026
Jun 8, 2018$51.7M then
State-registered IARs (5.B.3)15 as of Apr 7, 2026
Mar 28, 201335 then
Employees (5.A)15 as of Apr 7, 2026
Mar 28, 201340 then
Private funds: no history
RAUM +17% over the last fiscal year+11% a year over threeIARs 13 to 15
Practice profile
derived from the filing of Apr 7, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $18.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 56derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $565,771derivedHNW RAUM over HNW clients
- Average account
- $332,495derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 7.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +15%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.7%derived
- Compensation
- percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publicationsreportedItem 5.G
- Wrap fee program
- $236MreportedItem 5.I
- Custody
- $2.0M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$144M52%
- Individuals$98.1M35%
- Corporations and businesses$24.2M8.7%
- Pension and profit-sharing plans$7.8M2.8%
- Charitable organizations$2.9M1.0%
- Individual clients
- 589reported
- HNW clients
- 255reported
- Pension plan clients
- 13reported
- Charitable clients
- 6reported
- Accounts
- 834reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $236M sponsored, $0 managedreported
- Custody of client assets
- $2.0M for 2 clientsreported
- Compensation
- % of AUM, fixed, hourly, commissionsreported
- Class basis
- private_client_share=0.87 fund_share=0.0 institutional_share=0.04 related_bd=true related_bank=false bd_reps=15.0derived
Advisors registered through the firm
15 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Steven Anthony Trusso | Buffalo, Ny | Apr 12, 2005 | 34 y | 0 |
| Alfred Bandeira Veloso | Little Silver, Nj | Apr 26, 2005 | 45 y | 0 |
| Matthew Witschel | Little Silver, Nj | Mar 4, 2011 | 22 y | 1 |
| Jeffrey Anthony WyrwaChartered Financial Consultant | Little Silver, Nj | Apr 4, 2013 | 19 y | 0 |
| Harry John Buckman | Little Silver, Nj | Aug 26, 2013 | 34 y | 0 |
| Sean Todd Stein | Little Silver, Nj | Dec 13, 2016 | 29 y | 4 |
| Justin Mica SternCertified Financial Planner | Little Silver, Nj | Jan 24, 2019 | 18 y | 3 |
| Mark Laurence Guarino | Little Silver, Nj | Mar 1, 2021 | 41 y | 1 |
| Brent Jason Greninger | North Palm Beach, Fl | Mar 23, 2022 | 16 y | 3 |
| Patrick Paul Appello | Little Silver, Nj | Apr 11, 2024 | 41 y | 1 |
| Scott David Furman | No. Palm Beach, Fl | Mar 24, 2025 | 30 y | 0 |
| Wendy Beth AdlerCertified Financial Planner | Little Silver, Nj | Sep 4, 2025 | 19 y | 5 |
| Deborah Joan Paulhus | Ny, Ny | Oct 16, 2025 | 37 y | 0 |
| Edward Edgar BaoCertified Financial Planner | Little Silver, Nj | Nov 17, 2025 | 17 y | 4 |
| Quincy Adams Shaw Mckean | Little Silver, Nj | Jan 1, 2026 | 36 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Allan Katz to Stirlingshire InvestmentsJun 14, 2023 · RIA to a newly registered adviser
- Said Abouomar to Private Portfolio Partners, LLCDec 7, 2021 · RIA to RIA
- Matthew Willett Taylor to Private Portfolio Partners, LLCDec 2, 2021 · RIA to RIA
- David Comings Whitmore to Strategic Blueprint, LLCMay 5, 2021 · RIA to RIA
- Leslie K Curran to Regal Advisory Services, Inc.Mar 6, 2018 · Other
- Peter Monks to Kovack Advisors, Inc.Jul 1, 2015 · Other
- Deepak Nervanda Appaya to On Investment Management CoDec 18, 2009 · Other
Joined, latest
- Edward Edgar Bao from Smallwood Wealth ManagementNov 17, 2025 · RIA to RIA
- Wendy Beth Adler from Lri InvestmentsSep 4, 2025 · RIA to RIA
- Patrick Paul Appello from Highlander Capital Management LLCApr 11, 2024 · RIA to RIA
- Brent Jason Greninger from Raymond James & Associates, Inc.Mar 23, 2022 · Affiliated broker-dealer or bank to independent RIA
- Mark Laurence Guarino from Wells Fargo AdvisorsMar 1, 2021 · Wirehouse to independent RIA
- Justin Mica Stern from Td Ameritrade Investment Management, LLCJan 24, 2019 · RIA to RIA
- Sean Todd Stein from Jhs Capital Advisors, LLCDec 13, 2016 · Other
- Peter Monks from Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 15, 2014 · Other
- Matthew Witschel from Columbia Management Investment Advisers, LLCMar 4, 2011 · Other
- Deepak Nervanda Appaya from New England Securities CorporationMar 15, 2005 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Private Portfolio Partners, LLCDec 2, 2021 · Little Silver, Nj
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Harry Buckman · Managing Membercontrolsince 05/2004 · owns 25% to 50%
- John H Buckman · Ownersince 01/2014 · owns 25% to 50%
- Paul Thomas Buckman · Ownersince 01/2014 · owns 25% to 50%
- Anthony Richard Panno · Ccosince 05/2017 · owns less than 5%
Related persons
Schedule D 7.A
- Buckman, Buckman & Reid, Inc.broker-dealery
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Little Silver, Nj · principal | 12 | 2 | 0 | ||
| Boca Raton, Fl | 2 | 0 | 0 | ||
| North Palm Beach, Fl | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- North Palm Beach, FL5 employees
What changed
consecutive filings, newest first
- RAUM · $236M to $277MJun 2, 2025 to Apr 7, 2026
- Advisory employees · 13 to 15Jun 2, 2025 to Apr 7, 2026
- BD registered reps · 13 to 15Jun 2, 2025 to Apr 7, 2026
- Corporate clients · 6 to 5Jun 2, 2025 to Apr 7, 2026
- HNW clients · 225 to 255Jun 2, 2025 to Apr 7, 2026
- Pension plan clients · 8 to 13Jun 2, 2025 to Apr 7, 2026
- Employees · 13 to 15Jun 2, 2025 to Apr 7, 2026
- State-registered IARs · 13 to 15Jun 2, 2025 to Apr 7, 2026
- Discretionary RAUM · $236M to $277MJun 2, 2025 to Apr 7, 2026
- HNW RAUM · $119M to $144MJun 2, 2025 to Apr 7, 2026
- Individual RAUM · $89.0M to $98.1MJun 2, 2025 to Apr 7, 2026
- Pension RAUM · $3.0M to $7.8MJun 2, 2025 to Apr 7, 2026
- Financial planning clients · 1-10 to 1-10Mar 31, 2025 to Jun 2, 2025
- Accounts · 810 to 834Oct 28, 2024 to Mar 31, 2025
- Charity clients · 7 to 6Oct 28, 2024 to Mar 31, 2025
- Corporate clients · 7 to 6Oct 28, 2024 to Mar 31, 2025
- HNW clients · 172 to 225Oct 28, 2024 to Mar 31, 2025
- Individual clients · 612 to 589Oct 28, 2024 to Mar 31, 2025
- Pension plan clients · unset to 8.0Oct 28, 2024 to Mar 31, 2025
- Assets in custody · $1.4M to $2.0MOct 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $202M to $236MOct 28, 2024 to Mar 31, 2025
- HNW RAUM · $68.7M to $119MOct 28, 2024 to Mar 31, 2025
- Individual RAUM · $114M to $89.0MOct 28, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $9.7M to $0Oct 28, 2024 to Mar 31, 2025
- Pension RAUM · unset to 3032827.0Oct 28, 2024 to Mar 31, 2025
- RAUM · $212M to $236MOct 28, 2024 to Mar 31, 2025
- Wrap assets (sponsor) · $212M to $236MOct 28, 2024 to Mar 31, 2025
- Accounts · 851 to 810Jan 17, 2024 to Apr 4, 2024
- Advisory employees · 16 to 13Jan 17, 2024 to Apr 4, 2024
- BD registered reps · 16 to 13Jan 17, 2024 to Apr 4, 2024
- HNW clients · 92 to 172Jan 17, 2024 to Apr 4, 2024
- Individual clients · 735 to 612Jan 17, 2024 to Apr 4, 2024
- Assets in custody · $1.4M to $1.4MJan 17, 2024 to Apr 4, 2024
- Employees · 17 to 13Jan 17, 2024 to Apr 4, 2024
- State-registered IARs · 16 to 13Jan 17, 2024 to Apr 4, 2024
- Discretionary RAUM · $204M to $202MJan 17, 2024 to Apr 4, 2024
- HNW RAUM · $89.2M to $68.7MJan 17, 2024 to Apr 4, 2024
- Individual RAUM · $90.7M to $114MJan 17, 2024 to Apr 4, 2024
- Non-discretionary RAUM · $0 to $9.7MJan 17, 2024 to Apr 4, 2024
- RAUM · $204M to $212MJan 17, 2024 to Apr 4, 2024
Signals
1 dated events
- Allan Katz left Buckman Advisory Group Llc for Stirlingshire Investments (registered 2023-09-12)Jun 14, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- buckmanadvisory.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (732) 530-0303reportedpublic record, Form ADV, Apr 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $18.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026