RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• K••••••• S•••••
- E•••••• E••••• L•• BD affiliated currentsince Oct 26, 2025 · San Francisco, Ca
- D•• A•••• R••• A••••••• A•• A•••• R••• F•••••••• P••••••• unclassifiedMar 30, 2016 to Dec 20, 2023 · Tiburon, Ca
- T•••• B••• C•••••• L•• mixed wealthOct 30, 2013 to Nov 12, 2015 · Dallas, Tx
- C••• P•••••• W••••• A•••••••• I••• BD affiliatedApr 29, 2003 to Jan 30, 2007 · San Francisco, Ca
- D•• A•••• R••• A••••••• A•• A•••• R••• F•••••••• P••••••• to E•••••• E••••• L••left Dec 20, 2023, registered Oct 26, 2025 (676 days) · Other
- T•••• B••• C•••••• L•• to D•• A•••• R••• A••••••• A•• A•••• R••• F•••••••• P•••••••left Nov 12, 2015, registered Mar 30, 2016 (139 days) · Other
- C••• P•••••• W••••• A•••••••• I••• to T•••• B••• C•••••• L••left Jan 30, 2007, registered Oct 30, 2013 (2465 days) · Other
- S••• K••••••• S••••• left D•• A•••• R••• A••••••• A•• A•••• R••• F•••••••• P••••••• for E•••••• E••••• L•• (registered 2025-10-26)Dec 20, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address