DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Three Bell Capital LLC
Latest filing Jun 9, 2026
First filing on the tape Jan 28, 2014 · 58 filings
SEC status approved since Feb 18, 2014
RAUM
$5.1B
reported, Item 5.F
Discretionary
42%
of RAUM
Private clients
31%
$1.6B individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
$389M
derived; firm RAUM over IAPD count
Employees
22
14 advisory (5.B.1)
Offices
10
beyond the principal office
Private funds
17
reported on Schedule D
History
58 filings and snapshots on the tape
RAUM$5.1B as of Jun 9, 2026
Jan 22, 2015$402M then
HNW client RAUM$1.6B as of Jun 9, 2026
Mar 20, 2018$414M then
State-registered IARs (5.B.3)13 as of Jun 9, 2026
Jan 22, 20155 then
Employees (5.A)22 as of Jun 9, 2026
Jan 22, 20156 then
Private funds17 as of Jun 9, 2026
Mar 22, 20221 then
RAUM +33% over the last fiscal year+23% a year over threeIARs 13 to 13
Practice profile
derived from the filing of Jun 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $389MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 33derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $8.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 42%derivedof RAUM
- Institutional
- 58%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 1.2derived11 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +23%derived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
- Custody
- $1.1B, 565 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$2.9B58%
- High-net-worth individuals$1.6B31%
- Pooled investment vehicles$517M10%
- Individual clients
- 0reported
- HNW clients
- 432reported
- Pension plan clients
- 179reported
- Charitable clients
- 0reported
- Accounts
- 628reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.1B for 565 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.31 fund_share=0.1 institutional_share=0.58 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
13 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jeffrey Keith Larsen | Dallas, Tx | Jun 29, 2016 | 11 y | 2 |
| William Henry Martin | Dallas, Tx | Apr 17, 2017 | 38 y | 1 |
| Joshua David Scheibley | Morgan Hill, Ca | Feb 6, 2018 | 12 y | 1 |
| Christopher James Fisher | Dallas, Tx | Aug 6, 2018 | 12 y | 0 |
| Dean Somes | Dallas, Tx | Jun 23, 2021 | 22 y | 2 |
| Zachary Douglas KerrChartered Financial Analyst | Dallas, Tx | Aug 27, 2021 | 11 y | 0 |
| Steven Adam Stroud | Dallas, Tx | Jan 14, 2022 | 19 y | 2 |
| Sunkul Kumar Soni | Matthews, Nc | Mar 29, 2022 | 20 y | 1 |
| Virginia Debbink | Oakland, Ca | Nov 1, 2023 | 10 y | 1 |
| Jonathan Hall Porter | Los Altos, Ca | Jul 24, 2024 | 19 y | 4 |
| Eric Cameron Patterson | Dallas, Tx | Jan 9, 2025 | 15 y | 2 |
| Andre Huaman | Dallas, Tx | Jan 1, 2026 | 13 y | 0 |
| Phellipe Santos | San Francisco, Ca | Apr 13, 2026 | 13 y | 2 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 7.7% of current headcount1 left over 36 months
Left, latest
- Elisabeth Lynn Boaz to Allworth Financial, L.P.Dec 5, 2025 · RIA to affiliated broker-dealer or bank
- Mickey Sakata to Newfront Retirement Services, Inc.Aug 15, 2023 · Other
- Theodore Maxwell Canfield to Freestone Capital Management, LLCNov 30, 2020 · RIA to RIA
- Meredith Walton Henry to Wealth Enhancement Advisory Services, LLCMay 18, 2016 · Other
- Sean Kristian Snyder to Dba Angel Rock Advisors And Angel Rock Fiduciary PartnersNov 12, 2015 · Other
Joined, latest
- Phellipe Santos from Grant Private Wealth ManagementApr 13, 2026 · RIA to RIA
- Eric Cameron Patterson from Winans InvestmentsJan 9, 2025 · Other
- Jonathan Hall Porter from Hightower Advisors, LLCJul 24, 2024 · Other
- Virginia Debbink from Global Retirement Partners LLCNov 1, 2023 · Other
- Sunkul Kumar Soni from Citigroup Global Markets Inc.Mar 29, 2022 · Affiliated broker-dealer or bank to independent RIA
- Steven Adam Stroud from J.P. Morgan Securities LLCJan 14, 2022 · Wirehouse to independent RIA
- Mickey Sakata from Stancorp Investment Advisers, Inc.Aug 24, 2021 · Other
- Elisabeth Lynn Boaz from Winans InvestmentsAug 9, 2021 · Other
- Dean Somes from Acribus Capital LLCJun 23, 2021 · Other
- Joshua David Scheibley from Bpm Advisors, Inc.Feb 6, 2018 · Other
- William Henry Martin from Altos Investments, Inc.Apr 17, 2017 · Other
- Jeffrey Keith Larsen from Bpm Advisors, Inc.Jun 29, 2016 · Other
- Meredith Walton Henry from Lord, Abbett & Co. LLCOct 23, 2014 · Other
- Sean Kristian Snyder from Cibc Private Wealth Advisors, Inc.Oct 30, 2013 · Other
Private funds
17 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Resonant Absolute Return Fund, LP | Hedge Fund | $139M | 90 | Oct 28, 2022 |
| Resonant Strategic Income Fund, LP | Private Equity Fund | $63.2M | 86 | Oct 28, 2022 |
| Resonant Strategic Income Fund II, LP | Other Private Fund | $62.5M | 26 | Nov 18, 2024 |
| Resonant Private Equity II, LP | $45.3M | 26 | Jun 9, 2026 | |
| Resonant Strategic Income Fund III, LP | $23.9M | 10 | Jun 9, 2026 | |
| Resonant Private Equity Fund I, LP | Private Equity Fund | $23.8M | 32 | Mar 17, 2023 |
| Resonant Growth Equity I, LLC | Private Equity Fund | $23.5M | 44 | Oct 28, 2022 |
| Resonant Clo I, LLC | Private Equity Fund | $20.7M | 44 | Oct 28, 2022 |
| Resonant Cfo I, LLC | $19.5M | 1 | Jun 9, 2026 | |
| Resonant Real Estate Fund I, LP | Real Estate Fund | $17.8M | 12 | Nov 18, 2024 |
| Resonant Venture Capital Fund II, LP | $16.3M | 8 | Jun 9, 2026 | |
| Hmc Stacks I, LLC | Venture Capital Fund | $15.0M | 28 | Mar 8, 2022 |
| Resonant Absolute Return Offshore Fund, Ltd | Hedge Fund | $14.2M | 40 | Oct 28, 2022 |
| Resonant Mountain Point Holdings, LLC | $11.3M | 9 | Jun 9, 2026 | |
| Resonant Venture Capital Fund I, LP | Venture Capital Fund | $11.2M | 9 | Nov 6, 2023 |
| Resonant Vista Access I, LLC | Private Equity Fund | $8.8M | 19 | Mar 17, 2023 |
| Hmc Stacks II, LLC | $1.3M | 4 | Jun 9, 2026 |
Owners and control persons
Schedule A and B, latest filing
- Gregory Fomin · Coo & Ccocontrolsince 12/2021 · owns less than 5%
- Andre Huaman · Partner/Membercontrolsince 01/2013 · owns 10% to 25%
- Cameron Eric Patterson · Managing Member And Ciocontrolsince 01/2012 · owns 25% to 50%
- Hall Jonathan Porter · Managing Member And Ceocontrolsince 11/2011 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 13 | 2 | 1 | ||
| Los Altos, Ca | 2 | 0 | 0 | ||
| Morgan Hill, Ca | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Los Altos, CA7 employees
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jun 9, 2026HUAMAN, ANDRE (PARTNER/MEMBER) left Schedule A between the filings of 2022-03-08 and 2026-06-09peers: independent wealth managers, $5B to $20B (289)
- private fund count surgeChange between filings · filing Apr 14, 2026private funds (Schedule D 7.B.1) moved from 11.0 to 17.0 (+55.0%) between the annual amendments of 2025-03-30 and 2026-04-14; the peer median change was 0.0% (71 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $5B to $20B (71) · 97% percentile
What changed
consecutive filings, newest first
- Assets in custody · $1.1B to $1.1BMar 30, 2026 to Apr 14, 2026
- Employees · 21 to 22Mar 30, 2026 to Apr 14, 2026
- State-registered IARs · 12 to 13Mar 30, 2026 to Apr 14, 2026
- Other offices · 9 to 10Mar 30, 2026 to Apr 14, 2026
- HNW RAUM · $1.6B to $1.6BMar 30, 2026 to Apr 14, 2026
- Pooled vehicle RAUM · $518M to $517MMar 30, 2026 to Apr 14, 2026
- Accounts · 559 to 628Oct 1, 2025 to Mar 30, 2026
- HNW clients · 350 to 432Oct 1, 2025 to Mar 30, 2026
- Pension plan clients · 195 to 179Oct 1, 2025 to Mar 30, 2026
- Pooled vehicle clients · 14 to 17Oct 1, 2025 to Mar 30, 2026
- Assets in custody · $1.1B to $1.1BOct 1, 2025 to Mar 30, 2026
- State-registered IARs · 13 to 12Oct 1, 2025 to Mar 30, 2026
- Other offices · 10 to 9Oct 1, 2025 to Mar 30, 2026
- Private funds · 14 to 17Oct 1, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.4B to $2.1BOct 1, 2025 to Mar 30, 2026
- HNW RAUM · $946M to $1.6BOct 1, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $2.4B to $2.9BOct 1, 2025 to Mar 30, 2026
- Pension RAUM · $2.4B to $2.9BOct 1, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $456M to $518MOct 1, 2025 to Mar 30, 2026
- RAUM · $3.8B to $5.1BOct 1, 2025 to Mar 30, 2026
- Accounts · 556 to 559Jun 11, 2025 to Oct 1, 2025
- Pooled vehicle clients · 12 to 14Jun 11, 2025 to Oct 1, 2025
- Private funds · 12 to 14Jun 11, 2025 to Oct 1, 2025
- Discretionary RAUM · $1.4B to $1.4BJun 11, 2025 to Oct 1, 2025
- HNW RAUM · $946M to $946MJun 11, 2025 to Oct 1, 2025
- Pooled vehicle RAUM · $443M to $456MJun 11, 2025 to Oct 1, 2025
- RAUM · $3.8B to $3.8BJun 11, 2025 to Oct 1, 2025
- Pooled vehicle clients · 11 to 12May 19, 2025 to Jun 11, 2025
- Assets in custody · $1.1B to $1.1BMay 19, 2025 to Jun 11, 2025
- Financial planning clients · 251-500 to 251-500May 19, 2025 to Jun 11, 2025
- Private funds · 11 to 12May 19, 2025 to Jun 11, 2025
- HNW RAUM · $977M to $946MMay 19, 2025 to Jun 11, 2025
- Pooled vehicle RAUM · $413M to $443MMay 19, 2025 to Jun 11, 2025
- Accounts · 526 to 556Jan 13, 2025 to Mar 30, 2025
- Advisory employees · 13 to 14Jan 13, 2025 to Mar 30, 2025
- HNW clients · 347 to 350Jan 13, 2025 to Mar 30, 2025
- Pension plan clients · 168 to 195Jan 13, 2025 to Mar 30, 2025
- Assets in custody · $734M to $1.1BJan 13, 2025 to Mar 30, 2025
- Employees · 20 to 21Jan 13, 2025 to Mar 30, 2025
- Other offices · 3 to 10Jan 13, 2025 to Mar 30, 2025
Signals
10 dated events
- Three Bell Capital Llc reported RAUM $5.1B, up 32% from $3.8B (2025-10-01 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Elisabeth Lynn Boaz left Three Bell Capital Llc for Allworth Financial, L.P. (registered 2025-12-11)Dec 5, 2025 · Advisor changed firm · fact
- Three Bell Capital Llc reported 10 offices beyond its principal office, up from 3 (2025-01-13 to 2025-03-30)Mar 30, 2025 · Office count change · derived
- Mickey Sakata left Three Bell Capital Llc for Newfront Retirement Services, Inc. (registered 2023-08-07)Aug 15, 2023 · Advisor changed firm · fact
- Three Bell Capital Llc reported RAUM $2.5B, up 54% from $1.6B (2022-03-08 to 2022-03-22)Mar 22, 2022 · RAUM change · derived
- Three Bell Capital Llc reported RAUM $1.6B, down 34% from $2.4B (2020-08-31 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Three Bell Capital Llc reported RAUM $2.3B, up 27% from $1.8B (2019-05-23 to 2020-04-30)Apr 30, 2020 · RAUM change · derived
- Three Bell Capital Llc reported RAUM $1.8B, up 33% from $1.3B (2019-03-29 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Three Bell Capital Llc reported RAUM $1.3B, up 174% from $490.2M (2017-08-28 to 2018-03-20)Mar 20, 2018 · RAUM change · derived
- Three Bell Capital Llc filed its initial SEC registration (Form ADV)Jan 28, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Three Bell Capital LLC · Independent Sponsorsshared crd · capital_provider
- Three Bell Capital LLC · Private Equityshared crd · organization
- Three Bell Capital LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 650-843-9836reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/THREE-BELL-CAPITALreportedpublic record, Form ADV, Sep 17, 2026
- Website
- THREE-BELL.COM.reportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 650-843-9836reportedpublic record, Form ADV, Jun 9, 2026
- Contact form
- three-bell.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- three-bell.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $389Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Three Bell Capital LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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