DFX Intelligence
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Registered advisor
S•••••••• A•••••• T••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehousePalm Beach Gardens, Fldual registrantIAPD 1867558
Feed of 09/14/2026
Also filed as S•••••••• A• T••••••••• T••••
At current firm
2 y
since Apr 19, 2024
In the industry
37 y
since Mar 2, 1989 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Apr 19, 2024 · Palm Beach Gardens, Fl
- J••• M••••• S••••••••• L•• wirehouseMar 22, 2024 to Apr 20, 2024 · San Francisco, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerJan 17, 2020 to Apr 22, 2024 · Jupiter, Fl
- J••• M••••• S••••••••• L•• wirehouseJan 1, 2001 to Jan 21, 2020 · Palm Beach Gardens, Fl
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••left Apr 22, 2024, registered Mar 22, 2024 (-31 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 20, 2024, registered Apr 19, 2024 (-1 days) · Wirehouse to wirehouse
- J••• M••••• S••••••••• L•• to J••• M••••• P•••••• W••••• A••••••• L••left Jan 21, 2020, registered Jan 17, 2020 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
- ••• LockedApr 20, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address