DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Ashok Hiralal Sanghavi

Hornor, Townsend & Kent, LLCindependent RIAConshohocken, Pa IA-onlyIAPD 1871454

Certified Financial Planner

Feed of 09/15/2026

At current firm

2 y

since Nov 1, 2023

In the industry

30 y

since Jul 19, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Hornor, Townsend & Kent, LLC independent RIA current
since Nov 1, 2023 · Elkhart, In
Retirement Income Management, Inc. unclassified
May 13, 2013 to Nov 3, 2023 · Warrenville, Il
Capital Management Associates,Inc. unclassified
Sep 1, 2011 to Apr 19, 2013 · Elkhart, In
Global Financial Private Capital, Inc. former
Oct 28, 2010 to Sep 8, 2011 · Elkhart, In
American Investment Services former
Oct 29, 2009 to Nov 11, 2010 · Elkhart, In
First Heartland Consultants, Inc. BD affiliated
Aug 29, 2008 to Nov 2, 2009 · Elkhart, In
Fsc Securities Corporation former
Dec 14, 2000 to Mar 12, 2007 · Elkhart, In

Moves

a registration end followed by a registration begin elsewhere

Retirement Income Management, Inc. to Hornor, Townsend & Kent, LLC
left Nov 3, 2023, registered Nov 1, 2023 (-2 days) · Other
Capital Management Associates,Inc. to Retirement Income Management, Inc.
left Apr 19, 2013, registered May 13, 2013 (24 days) · Other
Global Financial Private Capital, Inc. to Capital Management Associates,Inc.
left Sep 8, 2011, registered Sep 1, 2011 (-7 days) · Other
American Investment Services to Global Financial Private Capital, Inc.
left Nov 11, 2010, registered Oct 28, 2010 (-14 days) · Other
First Heartland Consultants, Inc. to American Investment Services
left Nov 2, 2009, registered Oct 29, 2009 (-4 days) · Other
Fsc Securities Corporation to First Heartland Consultants, Inc.
left Mar 12, 2007, registered Aug 29, 2008 (536 days) · Other

Signals

Ashok Hiralal Sanghavi left Retirement Income Management, Inc. for Hornor, Townsend & Kent, Llc (registered 2023-11-01)
Nov 3, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address