RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• J••••• S•••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Mar 2, 2026 · Plymouth, Mn
- T•• A•••••••• L•• independent RIAAug 2, 2022 to Mar 25, 2026 · Overland Park, Ks
- A••••••• A••••••• S•••••••• L•• BD affiliatedNov 1, 2021 to Jun 30, 2023 · Overland Park, Ks
- A••••••• A••••••• S••••••• formerJun 30, 2006 to Nov 1, 2021 · Overland Park, Ks
- C••••••• I••••••••• I••• unclassifiedSep 26, 2003 to Jun 30, 2006 · Overland Park, Ks
- T•• A•••••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••left Mar 25, 2026, registered Mar 2, 2026 (-23 days) · RIA to affiliated broker-dealer or bank · moved with a team
- A••••••• A••••••• S•••••••• L•• to T•• A•••••••• L••left Jun 30, 2023, registered Aug 2, 2022 (-332 days) · Other · moved with a team
- A••••••• A••••••• S••••••• to A••••••• A••••••• S•••••••• L••left Nov 1, 2021, registered Nov 1, 2021 (0 days) · corporate re-registration, not a move
- C••••••• I••••••••• I••• to A••••••• A••••••• S•••••••left Jun 30, 2006, registered Jun 30, 2006 (0 days) · Other
- P••• J••••• S••••• left T•• A•••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-03-02)Mar 25, 2026 · Advisor changed firm · fact
- P••• J••••• S••••• left A••••••• A••••••• S•••••••• L•• for T•• A•••••••• L•• (registered 2022-08-02)Jun 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address