DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• A•••••••• L••
Latest filing Apr 27, 2026
First filing on the tape Jun 21, 2022 · 13 filings
SEC status approved since Jul 21, 2022
RAUM
$840M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$798M individuals and HNW
Advisors
18
registered through the firm on IAPD
RAUM per advisor
$46.7M
derived; firm RAUM over IAPD count
Employees
23
19 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$840M as of Apr 27, 2026
Mar 16, 2023$308M then
HNW client RAUM$429M as of Apr 27, 2026
Mar 16, 2023$123M then
State-registered IARs (5.B.3)16 as of Apr 27, 2026
Mar 16, 202323 then
Employees (5.A)23 as of Apr 27, 2026
Mar 16, 202323 then
Private funds: no history
RAUM -2.3% over the last fiscal year+40% a year over threeIARs 22 to 16
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $46.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 74derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $296,668derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.6derived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- -27%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -56%derived
- Compensation
- percentage of assets, fixed fees, subscriptionreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $22.6M, 97 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$429M51%
- Individuals$369M44%
- Corporations and businesses$32.6M3.9%
- Pension and profit-sharing plans$8.2M1.0%
- Charitable organizations$1.4M0.2%
- Individual clients
- 1,156reported
- HNW clients
- 170reported
- Pension plan clients
- 8reported
- Charitable clients
- 4reported
- Accounts
- 2,832reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $22.6M for 97 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=14.0derived
Advisors registered through the firm
18 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• K•••••• V••••••••• | Overland Park, Ks | Aug 2, 2022 | 18 y | 1 |
| G••••• L•• T•••• | Overland Park, Ks | Aug 2, 2022 | 11 y | 1 |
| R••••• A••• S••• | Overland Park, Ks | Aug 2, 2022 | 15 y | 2 |
| J•••••• E•••• P•••••••• | West Chester Township, Oh | Aug 2, 2022 | 20 y | 2 |
| D•• W•••••• J•••• | Overland Park, Ks | Aug 2, 2022 | 24 y | 3 |
| W•••••• C•••• M••• | Overland Park, Ks | Aug 2, 2022 | 35 y | 1 |
| D•••• B••••• W•••• | Overland Park, Ks | Aug 3, 2022 | 34 y | 3 |
| W•••••• G•••• S•••• | Overland Park, Ks | Aug 4, 2022 | 31 y | 3 |
| C•••• M• H••••••Chartered Financial Analyst | Overland Park, Ks | Aug 4, 2022 | 25 y | 3 |
| R•••• D•••• W••••Chartered Financial Consultant | Overland Park, Ks | Aug 5, 2022 | 48 y | 2 |
| V•••• S•••• W••••Certified Financial Planner | Overland Park, Ks | Aug 5, 2022 | 18 y | 1 |
| T••••• B•••• M••••••• | Overland Park, Ks | Aug 5, 2022 | 16 y | 1 |
| R•• E••••• S••••Chartered Financial Consultant | Overland Park, Ks | Aug 10, 2022 | 52 y | 2 |
| J••••• N•••• W•••••••• | Overland Park, Ks | Nov 22, 2024 | 13 y | 1 |
| W•••••• K•••••• S•••• | Overland Park, Ks | Mar 15, 2025 | 12 y | 0 |
| S••••• M••••• P••••••• | Overland Park, Ks | Sep 17, 2025 | 11 y | 0 |
| S••••• B•••• | Overland Park, Ks | Sep 17, 2025 | 11 y | 0 |
| J••••••• A••• R••••••• | Overland Park, Ks | Aug 24, 2026 | 35 y | 0 |
Advisor movement
6 left, 0 joined in 12 months
net -6 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount9 left over 36 months
Left, latest
- D••••• G••••• D•••• to W••••• E••••••••• A••••••• S•••••••• L••Mar 25, 2026 · RIA to affiliated broker-dealer or bank
- C••••• O•••••• to W••••• E••••••••• A••••••• S•••••••• L••Mar 25, 2026 · RIA to affiliated broker-dealer or bank
- P••• J••••• S••••• to W••••• E••••••••• A••••••• S•••••••• L••Mar 25, 2026 · RIA to affiliated broker-dealer or bank
- T•••••• G•••••• to W••••• E••••••••• A••••••• S•••••••• L••Mar 25, 2026 · RIA to affiliated broker-dealer or bank
- N•••••• M•••••• A•••••• B••• to W••••• E••••••••• A••••••• S•••••••• L••Mar 25, 2026 · RIA to affiliated broker-dealer or bank
- A••••• M••••• M•••••• to W••••• E••••••••• A••••••• S•••••••• L••Mar 25, 2026 · RIA to affiliated broker-dealer or bank
- A••• D• B••••• to A•••• I••••••••• A•••••••• L••Jul 9, 2025 · RIA to RIA
- B••••• C••••••••• E•••• to F•• W••••• P•••••••• I•••Mar 8, 2024 · RIA to RIA
- J••••••• R••••••• to P•••••• M••••••••• G••••• L••Mar 1, 2024 · RIA to RIA
Joined, latest
- J••••• N•••• W•••••••• from A••••••• A••••••• S•••••••• L••Nov 22, 2024 · Affiliated broker-dealer or bank to independent RIA
- N•••••• M•••••• A•••••• B••• from A••••••• A••••••• S•••••••• L••Aug 18, 2022 · Other
- A••••• M••••• M•••••• from A••••••• A••••••• S•••••••• L••Aug 10, 2022 · Other
- R•• E••••• S•••• from A••••••• A••••••• S•••••••• L••Aug 10, 2022 · Other
- B••••• C••••••••• E•••• from A••••••• A••••••• S•••••••• L••Aug 5, 2022 · Other
- T••••• B•••• M••••••• from A••••••• A••••••• S•••••••• L••Aug 5, 2022 · Other
- V•••• S•••• W•••• from A••••••• A••••••• S•••••••• L••Aug 5, 2022 · Other
- R•••• D•••• W•••• from A••••••• A••••••• S•••••••• L••Aug 5, 2022 · Other
- J••••••• R••••••• from A••••••• A••••••• S•••••••• L••Aug 4, 2022 · Other
- C•••• M• H•••••• from A••••••• A••••••• S•••••••• L••Aug 4, 2022 · Other
- W•••••• G•••• S•••• from A••••••• A••••••• S•••••••• L••Aug 4, 2022 · Other
- D•••• B••••• W•••• from A••••••• A••••••• S•••••••• L••Aug 3, 2022 · Other
- D••••• G••••• D•••• from A••••••• A••••••• S•••••••• L••Aug 2, 2022 · Other
- W•••••• C•••• M••• from A••••••• A••••••• S•••••••• L••Aug 2, 2022 · Other
- B•••• K•••••• V••••••••• from A••••••• A••••••• S•••••••• L••Aug 2, 2022 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 5 left for W••••• E••••••••• A••••••• S•••••••• L••Mar 25, 2026 · Overland Park, Ks
- 16 joined from A••••••• A••••••• S•••••••• L••Jun 30, 2023 · Overland Park, Ks
- 2 joined from A••••••• A••••••• S•••••••• L••Jun 30, 2023 · Stillwater, Ok
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P••••••••• J••••••• E•••• · Presidentcontrolsince 04/2022 · owns less than 5%
- T••••• G•••••• L•• · Chief Compliance Officercontrolsince 02/2023 · owns less than 5%
- W••••• D••••• B••••• · Managing Membercontrolsince 04/2022 · owns 50% to 75%
- B•••••• A•••• D• · Membersince 04/2022 · owns 5% to 10%
- D••••• D•••••• G••••• · Membersince 04/2022 · owns 5% to 10%
- G••••••• T••••••• J• · Membersince 04/2022 · owns 10% to 25%
- S•••••• P•••• J••••• · Membersince 04/2022 · owns 10% to 25%
- S••••• W••••••• G•••• · Membersince 04/2022 · owns 10% to 25%
Related persons
Schedule D 7.A
- T•• F•••••• B•••••••• I••investment adviserLP sponsorreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Overland Park, Ks · principal | 18 | 1 | 6 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Clovis, NM1 employees
- Lakewood, CO1 employees
- Prairie Village, KS1 employees
- Stillwater, OK1 employees
- Washington, MO1 employees
- , 1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Apr 27, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $859,559,702 to $840,165,115, advisors 22 to 16, private clients 2987 to 1326, offices 6 to 6 (2025-04-25 to 2026-04-27)peers: independent wealth managers, $500M to $1B (1,482)
- advisors down RAUM stableCombination · filing Apr 27, 2026the advisor count fell 25 percent or more while RAUM stayed within 5 percent: people left without assets leaving (assets retained, or advisors were support staff). RAUM $859,559,702 to $840,165,115, advisors 22 to 16, private clients 2987 to 1326, offices 6 to 6 (2025-04-25 to 2026-04-27)peers: independent wealth managers, $500M to $1B (1,482)
- client count collapseChange between filings · filing Apr 27, 2026individual and HNW clients (Item 5.D) moved from 2,987.0 to 1,326.0 (-56.0%) between the annual amendments of 2025-04-25 and 2026-04-27; the peer median change was +5.0% (1216 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,216) · 1.2% percentile
- employee count dropChange between filings · filing Apr 27, 2026employees (Item 5.A) moved from 35.0 to 23.0 (-34.0%) between the annual amendments of 2025-04-25 and 2026-04-27; the peer median change was 0.0% (596 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $500M to $1B (596) · 0.8% percentile
What changed
consecutive filings, newest first
- Accounts · 3,047 to 2,832Sep 24, 2025 to Mar 31, 2026
- Advisory employees · 31 to 19Sep 24, 2025 to Mar 31, 2026
- BD registered reps · 19 to 14Sep 24, 2025 to Mar 31, 2026
- Charity clients · 8 to 4Sep 24, 2025 to Mar 31, 2026
- Corporate clients · 36 to 17Sep 24, 2025 to Mar 31, 2026
- HNW clients · 780 to 170Sep 24, 2025 to Mar 31, 2026
- Individual clients · 2,207 to 1,156Sep 24, 2025 to Mar 31, 2026
- Pension plan clients · 15 to 8Sep 24, 2025 to Mar 31, 2026
- Assets in custody · unset to 22571263.0Sep 24, 2025 to Mar 31, 2026
- Custody of client assets · false to trueSep 24, 2025 to Mar 31, 2026
- Employees · 35 to 23Sep 24, 2025 to Mar 31, 2026
- State-registered IARs · 22 to 16Sep 24, 2025 to Mar 31, 2026
- Discretionary RAUM · $860M to $840MSep 24, 2025 to Mar 31, 2026
- HNW RAUM · $468M to $429MSep 24, 2025 to Mar 31, 2026
- Individual RAUM · $335M to $369MSep 24, 2025 to Mar 31, 2026
- Pension RAUM · $9.2M to $8.2MSep 24, 2025 to Mar 31, 2026
- RAUM · $860M to $840MSep 24, 2025 to Mar 31, 2026
- Accounts · 2,600 to 3,047Dec 16, 2024 to Apr 25, 2025
- Advisory employees · 23 to 31Dec 16, 2024 to Apr 25, 2025
- BD registered reps · 23 to 19Dec 16, 2024 to Apr 25, 2025
- Charity clients · 4 to 8Dec 16, 2024 to Apr 25, 2025
- Corporate clients · 33 to 36Dec 16, 2024 to Apr 25, 2025
- HNW clients · 150 to 780Dec 16, 2024 to Apr 25, 2025
- Individual clients · 1,123 to 2,207Dec 16, 2024 to Apr 25, 2025
- Pension plan clients · 7 to 15Dec 16, 2024 to Apr 25, 2025
- Employees · 24 to 35Dec 16, 2024 to Apr 25, 2025
- Financial planning clients · 26-50 to 51-100Dec 16, 2024 to Apr 25, 2025
- State-registered IARs · 23 to 22Dec 16, 2024 to Apr 25, 2025
- Discretionary RAUM · $719M to $860MDec 16, 2024 to Apr 25, 2025
- HNW RAUM · $452M to $468MDec 16, 2024 to Apr 25, 2025
- Individual RAUM · $230M to $335MDec 16, 2024 to Apr 25, 2025
- Non-discretionary RAUM · $1.2M to $0Dec 16, 2024 to Apr 25, 2025
- Pension RAUM · $6.5M to $9.2MDec 16, 2024 to Apr 25, 2025
- RAUM · $721M to $860MDec 16, 2024 to Apr 25, 2025
- Accounts · 1,569 to 2,600Jan 19, 2024 to Mar 28, 2024
- Advisory activities · 4 to 5Jan 19, 2024 to Mar 28, 2024
- Charity clients · unset to 4.0Jan 19, 2024 to Mar 28, 2024
- Corporate clients · 12 to 33Jan 19, 2024 to Mar 28, 2024
- HNW clients · 85 to 150Jan 19, 2024 to Mar 28, 2024
- Individual clients · 1,462 to 1,123Jan 19, 2024 to Mar 28, 2024
Signals
17 dated events
- A••••• M••••• M•••••• left T•• A•••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-03-02)Mar 25, 2026 · Advisor changed firm · fact
- N•••••• M•••••• A•••••• B••• left T•• A•••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-03-02)Mar 25, 2026 · Advisor changed firm · fact
- D••••• G••••• D•••• left T•• A•••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-03-02)Mar 25, 2026 · Advisor changed firm · fact
- C••••• O•••••• left T•• A•••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-03-02)Mar 25, 2026 · Advisor changed firm · fact
- P••• J••••• S••••• left T•• A•••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-03-02)Mar 25, 2026 · Advisor changed firm · fact
- T•••••• G•••••• left T•• A•••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-03-02)Mar 25, 2026 · Advisor changed firm · fact
- 6 advisors left T•• A•••••••• L•• (Overland Park, KS) for W••••• E••••••••• A••••••• S•••••••• L•• on the same dayMar 25, 2026 · Team lift-out · derived
- A••• D• B••••• left T•• A•••••••• L•• for A•••• I••••••••• A•••••••• L•• (registered 2025-06-25)Jul 9, 2025 · Advisor changed firm · fact
- T•• A•••••••• L•• reported RAUM $720.7M, up 134% from $308.3M (2024-01-19 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- B••••• C••••••••• E•••• left T•• A•••••••• L•• for F•• W••••• P•••••••• I••• (registered 2023-08-16)Mar 8, 2024 · Advisor changed firm · fact
- J••••••• R••••••• left T•• A•••••••• L•• for P•••••• M••••••••• G••••• L•• (registered 2024-03-07)Mar 1, 2024 · Advisor changed firm · fact
- 2 advisors left A••••••• A••••••• S•••••••• L•• (Stillwater, OK) for T•• A•••••••• L•• on the same dayJun 30, 2023 · Team lift-out · derived
- 16 advisors left A••••••• A••••••• S•••••••• L•• (Overland Park, KS) for T•• A•••••••• L•• on the same dayJun 30, 2023 · Team lift-out · derived
- Lee Gordon Thorn (Chief Compliance Officer) appeared on Schedule A of T•• A•••••••• L••Mar 16, 2023 · Control person joined · fact
- T•• A•••••••• L•• reported 23 state-registered advisory representatives, up from 7 (2022-08-01 to 2022-11-17)Nov 17, 2022 · Advisor headcount change · derived
- T•• A•••••••• L•• reported 5 offices beyond its principal office, up from 0 (2022-06-21 to 2022-08-01)Aug 1, 2022 · Office count change · derived
- T•• A•••••••• L•• filed its initial SEC registration (Form ADV)Jun 21, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-683-3440reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 913-648-5526reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- tfbadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 913-648-5526reportedpublic record, Form ADV, Apr 27, 2026
- Contact form
- tfbadvisors.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- tfbadvisors.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $46.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026