DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Edward Walter Morrissey
Feed of 09/14/2026
At current firm
3 y
since Aug 24, 2023
In the industry
37 y
since Nov 15, 1988 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Hornor, Townsend & Kent, LLC independent RIA currentsince Aug 24, 2023 · Pittsburgh, Pa
- LPL Financial LLC BD affiliatedSep 28, 2015 to Dec 12, 2022 · Sewickley, Pa
- Waddell & Reed formerOct 24, 2014 to Sep 17, 2015 · Hamden, Ct
- Principal Securities, Inc. BD affiliatedSep 6, 2013 to Oct 28, 2014 · Sewlickey, Pa
- New England Securities Corporation formerJan 24, 2013 to May 13, 2013 · Sewickley, Pa
- Osaic Fa, Inc. formerFeb 3, 2012 to Jan 25, 2013 · Sewickley, Pa
- Principal Securities, Inc. BD affiliatedSep 8, 2005 to Feb 7, 2012 · Sewickley, Pa
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Hornor, Townsend & Kent, LLCleft Dec 12, 2022, registered Aug 24, 2023 (255 days) · RIA to affiliated broker-dealer or bank
- Waddell & Reed to LPL Financial LLCleft Sep 17, 2015, registered Sep 28, 2015 (11 days) · Other
- Principal Securities, Inc. to Waddell & Reedleft Oct 28, 2014, registered Oct 24, 2014 (-4 days) · Other
- New England Securities Corporation to Principal Securities, Inc.left May 13, 2013, registered Sep 6, 2013 (116 days) · Other
- Osaic Fa, Inc. to New England Securities Corporationleft Jan 25, 2013, registered Jan 24, 2013 (-1 days) · Other
- Principal Securities, Inc. to Osaic Fa, Inc.left Feb 7, 2012, registered Feb 3, 2012 (-4 days) · Other
Signals
- Edward Walter Morrissey left Lpl Financial Llc for Hornor, Townsend & Kent, Llc (registered 2023-08-24)Dec 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address