DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Andrew Nabergall
Feed of 09/15/2026
Also filed as John Andrew Nabergall
At current firm
1 y
since Jul 10, 2025
In the industry
37 y
since Sep 26, 1988 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Independent Financial Group, LLC BD affiliated currentsince Jul 10, 2025 · Corpus Christi, Tx
- Osaic Wealth, Inc. BD affiliatedNov 3, 2023 to Jun 18, 2025 · Sugar Land, Tx
- Fsc Securities Corporation formerMay 3, 2021 to Nov 3, 2023 · Atlanta, Ga
- Ameriprise Financial Services, LLC national BDFeb 15, 2019 to May 11, 2021 · Sugar Land, Tx
- B Riley Wealth Management formerAug 31, 2005 to Feb 22, 2019 · Houston, Tx
- Morgan Stanley Dw Inc. unclassifiedMay 23, 1990 to Aug 29, 2005 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to Independent Financial Group, LLCleft Jun 18, 2025, registered Jul 10, 2025 (22 days) · Affiliated broker-dealer or bank to another
- Fsc Securities Corporation to Osaic Wealth, Inc.left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
- Ameriprise Financial Services, LLC to Fsc Securities Corporationleft May 11, 2021, registered May 3, 2021 (-8 days) · Affiliated broker-dealer or bank to another
- B Riley Wealth Management to Ameriprise Financial Services, LLCleft Feb 22, 2019, registered Feb 15, 2019 (-7 days) · Affiliated broker-dealer or bank to another
- Morgan Stanley Dw Inc. to B Riley Wealth Managementleft Aug 29, 2005, registered Aug 31, 2005 (2 days) · Other
Signals
- John Andrew Nabergall left Osaic Wealth, Inc. for Independent Financial Group, Llc (registered 2025-07-10)Jun 18, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address