RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• R•••• L••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Feb 22, 2016 · San Rafael, Ca
- G••••• W••••• M••••••••• I••• BD affiliatedMar 29, 2011 to Feb 19, 2016 · King Of Prussia, Pa
- F•••••••• T••••••• I••• formerFeb 8, 2008 to Mar 31, 2011 · Philadelphia, Pa
- E•••• R••••••••• P••••• I••• unclassifiedAug 19, 2003 to Nov 18, 2008 · Philadelphia, Pa
- G••••• W••••• M••••••••• I••• to G••••• R••••••••• P••••••• L••left Feb 19, 2016, registered Feb 22, 2016 (3 days) · Other · moved with a team
- F•••••••• T••••••• I••• to G••••• W••••• M••••••••• I•••left Mar 31, 2011, registered Mar 29, 2011 (-2 days) · Other
- E•••• R••••••••• P••••• I••• to F•••••••• T••••••• I•••left Nov 18, 2008, registered Feb 8, 2008 (-284 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address