DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• K••••••• B•••

M•••• F•••••••• A•••••••BD affiliatedIssaquah, Wa dual registrantIAPD 1881376

Feed of 09/15/2026

Also filed as S••••• K Garrison

At current firm

3 y

since Apr 14, 2023

In the industry

17 y

since May 1, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••• F•••••••• A••••••• BD affiliated current
since Apr 14, 2023 · Issaquah, Wa
F•••••••• A•••••••• I••••••••• M••••••••• former
Apr 27, 2020 to Apr 14, 2023 · Olympia, Wa
W•••• F•••• A••••••• wirehouse
Jan 5, 2018 to Apr 24, 2020 · Issaquah, Wa
W•••• F•••• A••••••• wirehouse
May 3, 2012 to Jan 5, 2018 · Issaquah, Wa

Moves

a registration end followed by a registration begin elsewhere

F•••••••• A•••••••• I••••••••• M••••••••• to M•••• F•••••••• A•••••••
left Apr 14, 2023, registered Apr 14, 2023 (0 days) · RIA to RIA · moved with a team
W•••• F•••• A••••••• to F•••••••• A•••••••• I••••••••• M•••••••••
left Apr 24, 2020, registered Apr 27, 2020 (3 days) · Wirehouse to independent RIA · moved with a team
W•••• F•••• A••••••• to W•••• F•••• A•••••••
left Jan 5, 2018, registered Jan 5, 2018 (0 days) · channel change inside one enterprise, not a move · moved with a team

Signals

S••••• K••••••• B••• left F•••••••• A•••••••• I••••••••• M••••••••• for M•••• F•••••••• A••••••• (registered 2023-04-14)
Apr 14, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address