DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••• S•••• K•••••

U•••••• W••••• P•••••••independent RIADenver, Co IA-onlyIAPD 1884085

Feed of 09/14/2026

Also filed as R•••• S•••• K•••••

At current firm

0 y

since Jan 1, 2026

In the industry

37 y

since Oct 3, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•••••• W••••• P••••••• independent RIA current
since Jan 1, 2026 · Denver, Co
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Aug 10, 2018 to Oct 9, 2024 · Rogers, Ar
R•••••• J•••• • A••••••••• I••• national BD
Aug 21, 2006 to Aug 10, 2018 · Rogers, Ar
M••••• S•••••• D• I••• unclassified
Apr 18, 2002 to Aug 21, 2006 · Rogers, Ar

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to U•••••• W••••• P•••••••
left Oct 9, 2024, registered Jan 1, 2026 (449 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Aug 10, 2018, registered Aug 10, 2018 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
M••••• S•••••• D• I••• to R•••••• J•••• • A••••••••• I•••
left Aug 21, 2006, registered Aug 21, 2006 (0 days) · Other

Signals

R•••• S•••• K••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for U•••••• W••••• P••••••• (registered 2026-01-01)
Oct 9, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 37derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address