RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• H•••••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Apr 10, 2019 · Summitt, Nj
- B••••• P••••• W••••• A•••••••• L•• formerApr 18, 2019 to Apr 27, 2020 · Summit, Nj
- H••••• W••••• A•••••••• L••• formerApr 1, 2011 to May 7, 2019 · Summit, Nj
- N•• A•••••• S•••••••• L•• formerMay 3, 2005 to Mar 31, 2011 · New York, Ny
- A••• W••••• S••••••••• formerApr 21, 2005 to May 23, 2005 · Watchung, Nj
- B••••• P••••• W••••• A•••••••• L•• to no registered destinationleft Apr 27, 2020 · Departure, no registered destination
- H••••• W••••• A•••••••• L••• to B••••• P••••• A•••••••• L••left May 7, 2019, registered Apr 10, 2019 (-27 days) · RIA to RIA
- N•• A•••••• S•••••••• L•• to H••••• W••••• A•••••••• L•••left Mar 31, 2011, registered Apr 1, 2011 (1 days) · Other
- A••• W••••• S••••••••• to N•• A•••••• S•••••••• L••left May 23, 2005, registered May 3, 2005 (-20 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address