DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Todd Allen Nye
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
0 y
since Dec 5, 2025
In the industry
37 y
since Apr 28, 1989 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Bfc Planning, Inc. BD affiliated currentsince Dec 5, 2025 · Cedar Rapids, Ia
- Moloney Securities Asset Management LLC formerJan 30, 2023 to Dec 5, 2025 · Manchester, Mo
- Aquilant Advisors independent RIAOct 24, 2018 to Feb 24, 2023 · St. Louis, Mo
- Independent Financial Group, LLC BD affiliatedDec 14, 2015 to Oct 19, 2018 · Chesterfield, Mo
- Sii Investments, Inc. formerSep 21, 2007 to Nov 2, 2015 · Chesterfield, Mo
- Ipi Wealth Management, Inc. BD affiliatedJun 22, 2001 to Sep 20, 2007 · Chesterfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- Moloney Securities Asset Management LLC to Bfc Planning, Inc.left Dec 5, 2025, registered Dec 5, 2025 (0 days) · corporate re-registration, not a move
- Aquilant Advisors to Moloney Securities Asset Management LLCleft Feb 24, 2023, registered Jan 30, 2023 (-25 days) · RIA to affiliated broker-dealer or bank
- Independent Financial Group, LLC to Aquilant Advisorsleft Oct 19, 2018, registered Oct 24, 2018 (5 days) · Affiliated broker-dealer or bank to independent RIA
- Sii Investments, Inc. to Independent Financial Group, LLCleft Nov 2, 2015, registered Dec 14, 2015 (42 days) · Other
- Ipi Wealth Management, Inc. to Sii Investments, Inc.left Sep 20, 2007, registered Sep 21, 2007 (1 days) · Other
Signals
- Todd Allen Nye left Aquilant Advisors for Moloney Securities Asset Management Llc (registered 2023-01-30)Feb 24, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address