DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Aquilant Advisors
Legal name Lobscouser II, LLC
Latest filing Aug 14, 2026
First filing on the tape Mar 12, 2019 · 15 filings
SEC status approved since Apr 12, 2019
RAUM
$279M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$278M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$69.7M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$279M as of Aug 14, 2026
Feb 12, 2020$151M then
HNW client RAUM$207M as of Aug 14, 2026
Feb 12, 2020$115M then
State-registered IARs (5.B.3)2 as of Aug 14, 2026
Feb 12, 20203 then
Employees (5.A)5 as of Aug 14, 2026
Feb 12, 20206 then
Private funds: no history
RAUM +29% over the last fiscal year+29% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Aug 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $69.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 79derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $349,332derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.4%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$207M74%
- Individuals$71.0M25%
- Pension and profit-sharing plans$1.2M0.4%
- Individual clients
- 232reported
- HNW clients
- 82reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 798reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $25.3M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Steven Edward Farris | St. Louis, Mo | Mar 22, 2016 | 27 y | 6 |
| Brett Alan ParkerCertified Financial Planner | St. Louis, Mo | Apr 9, 2019 | 25 y | 3 |
| Charolette Lynn Mckinney | St. Louis, Mo | Apr 27, 2021 | 25 y | 2 |
| Kristen Marie Farris | St. Louis, Mo | Nov 11, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Todd Allen Nye to Moloney Securities Asset Management LLCFeb 24, 2023 · RIA to affiliated broker-dealer or bank
Joined, latest
- Charolette Lynn Mckinney from American Portfolios Advisors, IncApr 27, 2021 · RIA to RIA
- Brett Alan Parker from Osaic Wealth, Inc.Apr 9, 2019 · Affiliated broker-dealer or bank to independent RIA
- Todd Allen Nye from Independent Financial Group, LLCOct 24, 2018 · Affiliated broker-dealer or bank to independent RIA
- Steven Edward Farris from Cambridge Investment Research Advisors, Inc.Mar 22, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Edward Steven Farris · Managing Member And Chief Compliance Officercontrolsince 02/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Louis, Mo | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Creve Coeur, MO1 employees
What changed
consecutive filings, newest first
- State-registered IARs · 3 to 2Apr 24, 2026 to Aug 14, 2026
- Other offices · 0 to 1Apr 24, 2026 to Aug 14, 2026
- Accounts · 694 to 798Mar 31, 2025 to Mar 18, 2026
- HNW clients · 60 to 82Mar 31, 2025 to Mar 18, 2026
- Individual clients · 235 to 232Mar 31, 2025 to Mar 18, 2026
- Employees · 2 to 5Mar 31, 2025 to Mar 18, 2026
- State-registered IARs · 2 to 3Mar 31, 2025 to Mar 18, 2026
- Other offices · 1 to 0Mar 31, 2025 to Mar 18, 2026
- Discretionary RAUM · $216M to $279MMar 31, 2025 to Mar 18, 2026
- HNW RAUM · $167M to $207MMar 31, 2025 to Mar 18, 2026
- Individual RAUM · $47.4M to $71.0MMar 31, 2025 to Mar 18, 2026
- Pension RAUM · $962,537 to $1.2MMar 31, 2025 to Mar 18, 2026
- RAUM · $216M to $279MMar 31, 2025 to Mar 18, 2026
- Wrap assets (manager) · $19.2M to $25.3MMar 31, 2025 to Mar 18, 2026
- Accounts · 651 to 694Mar 21, 2024 to Mar 31, 2025
- BD registered reps · 3 to 2Mar 21, 2024 to Mar 31, 2025
- HNW clients · 53 to 60Mar 21, 2024 to Mar 31, 2025
- Individual clients · 225 to 235Mar 21, 2024 to Mar 31, 2025
- Employees · 3 to 2Mar 21, 2024 to Mar 31, 2025
- Financial planning clients · 1-10 to 0Mar 21, 2024 to Mar 31, 2025
- Discretionary RAUM · $182M to $216MMar 21, 2024 to Mar 31, 2025
- HNW RAUM · $125M to $167MMar 21, 2024 to Mar 31, 2025
- Individual RAUM · $56.1M to $47.4MMar 21, 2024 to Mar 31, 2025
- Pension RAUM · $882,377 to $962,537Mar 21, 2024 to Mar 31, 2025
- RAUM · $182M to $216MMar 21, 2024 to Mar 31, 2025
- Wrap assets (manager) · $21.3M to $19.2MMar 21, 2024 to Mar 31, 2025
- Accounts · 692 to 651Aug 28, 2023 to Mar 21, 2024
- Advisory employees · 3 to 2Aug 28, 2023 to Mar 21, 2024
- HNW clients · 31 to 53Aug 28, 2023 to Mar 21, 2024
- Individual clients · 243 to 225Aug 28, 2023 to Mar 21, 2024
- Employees · 5 to 3Aug 28, 2023 to Mar 21, 2024
- Financial planning clients · 0 to 1-10Aug 28, 2023 to Mar 21, 2024
- State-registered IARs · 3 to 2Aug 28, 2023 to Mar 21, 2024
- Discretionary RAUM · $131M to $182MAug 28, 2023 to Mar 21, 2024
- HNW RAUM · $78.7M to $125MAug 28, 2023 to Mar 21, 2024
- Individual RAUM · $52.0M to $56.1MAug 28, 2023 to Mar 21, 2024
- Pension RAUM · unset to 882377.0Aug 28, 2023 to Mar 21, 2024
- RAUM · $131M to $182MAug 28, 2023 to Mar 21, 2024
- Wrap assets (manager) · unset to 21348891.0Aug 28, 2023 to Mar 21, 2024
- Wrap assets (sponsor) · unset to 0.0Aug 28, 2023 to Mar 21, 2024
Signals
2 dated events
- Todd Allen Nye left Aquilant Advisors for Moloney Securities Asset Management Llc (registered 2023-01-30)Feb 24, 2023 · Advisor changed firm · fact
- Aquilant Advisors filed its initial SEC registration (Form ADV)Mar 12, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 314-266-3532reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 314-309-2078reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- AQUILANTADVISORS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 314-309-2078reportedpublic record, Form ADV, Aug 14, 2026
- Team page
- aquilantadvisors.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $69.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026