RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• G•••••••• M•••••
- C••••••• institutional currentsince May 2, 2019 · Kennesaw, Ga
- F••••••••• L•• institutionalOct 31, 2014 to Apr 5, 2019 · Atlanta, Ga
- E••• A•••••••• L• formerAug 25, 2009 to Sep 10, 2014 · Chapel Hill, Nc
- F••••••••• L•• to C•••••••left Apr 5, 2019, registered May 2, 2019 (27 days) · Other · moved with a team
- E••• A•••••••• L• to F••••••••• L••left Sep 10, 2014, registered Oct 31, 2014 (51 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address