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Feed of 09/14/2026
Also filed as W•••••• F•••• E••••••
At current firm
7 y
since May 6, 2019
In the industry
36 y
since May 14, 1990 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince May 6, 2019 · Dayton, Oh
- C••• B•••••••• S•••••••• I••• formerMar 15, 2006 to May 6, 2019 · Beavercreek, Oh
- P•• W••••• M••••••••• BD affiliatedNov 29, 2005 to Feb 27, 2006 · Cincinnati, Oh
- C••• B•••••••• S•••••••• I••• formerDec 11, 2003 to Nov 22, 2005 · Dayton, Oh
- B••• O•• S••••••••• C••••••••• unclassifiedSep 25, 1997 to Mar 26, 2003 · Dayton, Oh
Moves
a registration end followed by a registration begin elsewhere
- C••• B•••••••• S•••••••• I••• to E••••• J••••left May 6, 2019, registered May 6, 2019 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- P•• W••••• M••••••••• to C••• B•••••••• S•••••••• I•••left Feb 27, 2006, registered Mar 15, 2006 (16 days) · Other
- C••• B•••••••• S•••••••• I••• to P•• W••••• M•••••••••left Nov 22, 2005, registered Nov 29, 2005 (7 days) · Other
- B••• O•• S••••••••• C••••••••• to C••• B•••••••• S•••••••• I•••left Mar 26, 2003, registered Dec 11, 2003 (260 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address