RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••••• O•••• L•••••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Feb 17, 2021 · Kilmarnock, Va
- B••• S••••••••• L•• formerApr 7, 2016 to Feb 17, 2021 · Richmond, Va
- C••• S••••• P••••••• BD affiliatedFeb 8, 2010 to Mar 30, 2016 · Richmond, Va
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- C••• S••••• P••••••• to B••• S••••••••• L••left Mar 30, 2016, registered Apr 7, 2016 (8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address