RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••••• V•• J••••••
- N•• A••••••• S••••••• I•• i••••••••• wealth currentsince May 21, 2025 · Wichita, Ks
- T•• A•••••••• G•••• BD affiliatedOct 16, 2023 to Jul 2, 2025 · Wichita, Ks
- I••••••••• F•••••••• G••••• L•• BD affiliatedOct 17, 2017 to Oct 16, 2023 · Wichita, Ks
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerMar 6, 2009 to Oct 20, 2017 · Overland, Ks
- A••••••••• F•••••••• S•••••••• L•• national BDMay 22, 2008 to Mar 12, 2009 · Hutchinson, Ks
- T•• A•••••••• G•••• to N•• A••••••• S••••••• I••left Jul 2, 2025, registered May 21, 2025 (-42 days) · corporate re-registration, not a move
- I••••••••• F•••••••• G••••• L•• to T•• A•••••••• G••••left Oct 16, 2023, registered Oct 16, 2023 (0 days) · Affiliated broker-dealer or bank to another
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to I••••••••• F•••••••• G••••• L••left Oct 20, 2017, registered Oct 17, 2017 (-3 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Mar 12, 2009, registered Mar 6, 2009 (-6 days) · Other
- R••••••• V•• J•••••• left I••••••••• F•••••••• G••••• L•• for T•• A•••••••• G•••• (registered 2023-10-16)Oct 16, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address