RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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T•••••• T••• K••••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 16, 2026 · Saratoga Springs, Ny
- N••••• I••••••••• M••••••••• B••••••• T•••• asset managerApr 20, 2020 to Mar 17, 2026 · Philadelphia, Pa
- D••••••• C•••••• M••••••••• A•••••••• I•• formerFeb 1, 2012 to Apr 20, 2020 · Philadelphia, Pa
- C••••••••• I••••••••• L•• mixed wealthDec 7, 2005 to Aug 8, 2011 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 19, 2005 to Dec 19, 2005 · Chicago, Il
- N••••• I••••••••• M••••••••• B••••••• T•••• to L•• F•••••••• L••left Mar 17, 2026, registered Mar 16, 2026 (-1 days) · Other
- D••••••• C•••••• M••••••••• A•••••••• I•• to N••••• I••••••••• M••••••••• B••••••• T••••left Apr 20, 2020, registered Apr 20, 2020 (0 days) · corporate re-registration, not a move
- C••••••••• I••••••••• L•• to D••••••• C•••••• M••••••••• A•••••••• I••left Aug 8, 2011, registered Feb 1, 2012 (177 days) · Other
- C•••••••• G••••• M•••••• I••• to C••••••••• I••••••••• L••left Dec 19, 2005, registered Dec 7, 2005 (-12 days) · corporate re-registration, not a move
- T•••••• T••• K•••••• left N••••• I••••••••• M••••••••• B••••••• T•••• for L•• F•••••••• L•• (registered 2026-03-16)Mar 17, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address