RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• A••• G•••••••
- R•• F••••• W••••• A•••••••• L•• independent RIA currentsince Jun 16, 2015 · Burlington, Ma
- D••••••• F••••• I••••••••• M••••••••• L•• formerAug 25, 2010 to Jul 1, 2015 · Boston, Ma
- D••••••• F••••• • C•• unclassifiedAug 21, 2009 to Dec 1, 2010 · Topsfield, Ma
- U•• F•••••••• S••••••• I••• wirehouseMar 17, 2008 to Sep 1, 2009 · Peabody, Ma
- D••••••• F••••• I••••••••• M••••••••• L•• to R•• F••••• W••••• A•••••••• L••left Jul 1, 2015, registered Jun 16, 2015 (-15 days) · Other · moved with a team
- D••••••• F••••• • C•• to D••••••• F••••• I••••••••• M••••••••• L••left Dec 1, 2010, registered Aug 25, 2010 (-98 days) · Other
- U•• F•••••••• S••••••• I••• to D••••••• F••••• • C••left Sep 1, 2009, registered Aug 21, 2009 (-11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address