DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Detwiler Fenton Investment Management LLC

Former SEC-registered adviserBoston, MassachusettsCRD 153808SEC 801-71739IAPD
Latest filing Jul 14, 2016
First filing on the tape Mar 30, 2012 · 17 filings
RAUM
$26.8M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$32.7M as of Mar 29, 2016
Mar 30, 2012$181M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 29, 2016
Mar 30, 20120 then
Employees (5.A)3 as of Mar 29, 2016
Mar 8, 201319 then
Private funds: no history
RAUM -83% over the last fiscal year-46% a year over threeIARs 7 to 2
Practice profile
derived from the filing of Jul 14, 2016; every figure names its basis
RAUM per advisor
$13.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$233,474derivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-79%derivedbetween the last two annual amendments
Advisor growth, one year
-71%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
115reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Delima Peter Fenton · Chief Compliance Officer/Chief Executive Officercontrol
      since 03/2015 · owns less than 5%
    • Domenic Stephen Martino · Director/Chief Financial Officercontrol
      since 03/2015 · owns less than 5%
    • Delima Peter Fenton · Has Proxy To Vote More Than 25% Of Dfg Stock.control
      since 05/2006 · owns 25% to 50% of Detwiler Fenton Group, Inc.
    Entity owners
    • Detwiler Fenton Group Inc. · Sole Member
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 123 to 115
      May 23, 2016 to Jul 14, 2016
    • Discretionary RAUM · $33.0M to $26.3M
      May 23, 2016 to Jul 14, 2016
    • Non-discretionary RAUM · $472,608 to $509,561
      May 23, 2016 to Jul 14, 2016
    • RAUM · $33.4M to $26.8M
      May 23, 2016 to Jul 14, 2016
    • Advisory activities · 2 to 3
      Apr 1, 2016 to May 23, 2016
    • BD registered reps · 0 to 1
      Apr 1, 2016 to May 23, 2016
    • Employees · 3 to 4
      Apr 1, 2016 to May 23, 2016
    • Financial planning clients · unset to 0
      Apr 1, 2016 to May 23, 2016
    • Discretionary RAUM · $34.6M to $33.0M
      Apr 1, 2016 to May 23, 2016
    • Non-discretionary RAUM · $491,182 to $472,608
      Apr 1, 2016 to May 23, 2016
    • RAUM · $35.1M to $33.4M
      Apr 1, 2016 to May 23, 2016
    • Accounts · 134 to 123
      Mar 31, 2016 to Apr 1, 2016
    • Advisory activities · 1 to 2
      Mar 31, 2016 to Apr 1, 2016
    • Assets in custody · 155005563.0 to unset
      Mar 31, 2016 to Apr 1, 2016
    • Custody of client assets · true to false
      Mar 31, 2016 to Apr 1, 2016
    • Discretionary RAUM · $32.2M to $34.6M
      Mar 31, 2016 to Apr 1, 2016
    • Non-discretionary RAUM · $529,387 to $491,182
      Mar 31, 2016 to Apr 1, 2016
    • RAUM · $32.7M to $35.1M
      Mar 31, 2016 to Apr 1, 2016
    • Accounts · 443 to 134
      Dec 23, 2015 to Mar 29, 2016
    • Advisory employees · 6 to 2
      Dec 23, 2015 to Mar 29, 2016
    • BD registered reps · 7 to 0
      Dec 23, 2015 to Mar 29, 2016
    • Employees · 15 to 3
      Dec 23, 2015 to Mar 29, 2016
    • State-registered IARs · 7 to 2
      Dec 23, 2015 to Mar 29, 2016
    • Discretionary RAUM · $155M to $32.2M
      Dec 23, 2015 to Mar 29, 2016
    • Non-discretionary RAUM · $0 to $529,387
      Dec 23, 2015 to Mar 29, 2016
    • RAUM · $155M to $32.7M
      Dec 23, 2015 to Mar 29, 2016
    • Accounts · 522 to 443
      Jul 31, 2014 to Apr 9, 2015
    • BD registered reps · 15 to 7
      Jul 31, 2014 to Apr 9, 2015
    • Assets in custody · $186M to $155M
      Jul 31, 2014 to Apr 9, 2015
    • Employees · 17 to 15
      Jul 31, 2014 to Apr 9, 2015
    • State-registered IARs · 8 to 7
      Jul 31, 2014 to Apr 9, 2015
    • Discretionary RAUM · $181M to $155M
      Jul 31, 2014 to Apr 9, 2015
    • Non-discretionary RAUM · $4.9M to $0
      Jul 31, 2014 to Apr 9, 2015
    • RAUM · $186M to $155M
      Jul 31, 2014 to Apr 9, 2015
    • Accounts · 566 to 522
      Nov 12, 2013 to Mar 27, 2014
    • BD registered reps · 17 to 15
      Nov 12, 2013 to Mar 27, 2014
    • Assets in custody · $174M to $186M
      Nov 12, 2013 to Mar 27, 2014
    • Employees · 19 to 17
      Nov 12, 2013 to Mar 27, 2014
    • State-registered IARs · 9 to 8
      Nov 12, 2013 to Mar 27, 2014
    • Discretionary RAUM · $170M to $181M
      Nov 12, 2013 to Mar 27, 2014
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026