RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• D•••• G•••••
- R•• W••••• B•••••••• I••• independent RIA currentsince Nov 6, 2024 · Natick, Ma
- T••••• P••••• W••••• M••••••••• mixed wealthJun 2, 2023 to Dec 14, 2023 · Concord, Ma
- A•••• S••••••• A•••••••• L•• mixed wealthMay 29, 2019 to May 18, 2023 · Wayland, Ma
- G••••• R••••••••• P••••••• L•• institutionalApr 8, 2016 to May 17, 2019 · Natick, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 28, 2009 to Mar 25, 2014 · Boston, Ma
- B••• A•••••••• L•• formerFeb 7, 2006 to Sep 28, 2009 · Boston, Ma
- T••••• P••••• W••••• M••••••••• to R•• W••••• B•••••••• I•••left Dec 14, 2023, registered Nov 6, 2024 (328 days) · RIA to RIA
- A•••• S••••••• A•••••••• L•• to T••••• P••••• W••••• M•••••••••left May 18, 2023, registered Jun 2, 2023 (15 days) · RIA to RIA
- G••••• R••••••••• P••••••• L•• to A•••• S••••••• A•••••••• L••left May 17, 2019, registered May 29, 2019 (12 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to G••••• R••••••••• P••••••• L••left Mar 25, 2014, registered Apr 8, 2016 (745 days) · Other
- B••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 28, 2009, registered Sep 28, 2009 (0 days) · Other
- J••• D•••• G••••• left T••••• P••••• W••••• M••••••••• for R•• W••••• B•••••••• I••• (registered 2024-11-06)Dec 14, 2023 · Advisor changed firm · fact
- J••• D•••• G••••• left A•••• S••••••• A•••••••• L•• for T••••• P••••• W••••• M••••••••• (registered 2023-06-02)May 18, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address