DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
R•• W••••• B•••••••• I•••
Latest filing Apr 15, 2026
First filing on the tape Sep 23, 2014 · 57 filings
SEC status approved since Oct 14, 2014
RAUM
$2.9B
reported, Item 5.F
Discretionary
82%
of RAUM
Private clients
62%
$1.8B individuals and HNW
Advisors
54
registered through the firm on IAPD
RAUM per advisor
$53.4M
derived; firm RAUM over IAPD count
Employees
64
49 advisory (5.B.1)
Offices
23
beyond the principal office
Private funds
0
reported on Schedule D
History
57 filings and snapshots on the tape
RAUM$2.9B as of Apr 15, 2026
Mar 13, 2015$105M then
HNW client RAUM$1.3B as of Apr 15, 2026
Mar 28, 2018$6.2M then
State-registered IARs (5.B.3)51 as of Apr 15, 2026
Mar 13, 20155 then
Employees (5.A)64 as of Apr 15, 2026
Mar 13, 20155 then
Private funds: no history
RAUM +31% over the last fiscal year+38% a year over threeIARs 44 to 51offices 24 to 23
Practice profile
derived from the filing of Apr 15, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $53.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 35derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $569,269derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 82%derivedof RAUM
- Institutional
- 6.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 2.3derived24 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- +16%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
- Wrap fee program
- $210MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.3B46%
- Corporations and businesses$856M30%
- Individuals$459M16%
- Charitable organizations$177M6.2%
- Investment companies$50.7M1.8%
- Pension and profit-sharing plans$2.5M0.1%
- Individual clients
- 1,443reported
- HNW clients
- 464reported
- Pension plan clients
- 1reported
- Charitable clients
- 1reported
- Accounts
- 5,069reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.62 fund_share=0.02 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
54 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• P•••••• D•••••Certified Financial Planner | Montclair, Nj | Oct 31, 2014 | 18 y | 2 |
| J••••• J•••• R•••• | Montclair, Nj | Nov 25, 2014 | 28 y | 2 |
| D•••••• R•••••• R••• | Montclair, Nj | Nov 25, 2014 | 40 y | 2 |
| E••••• A••••• M••••••• | Montclair, Nj | Dec 3, 2014 | 40 y | 2 |
| J•••• P•••••• B•••••• | East Hanover, Nj | Dec 3, 2014 | 40 y | 2 |
| P••• M•••••• P•••• | Boca Raton, Fl | May 9, 2018 | 39 y | 1 |
| J•••• W••••Chartered Financial Consultant | Westport, Ct | Jul 26, 2018 | 19 y | 5 |
| J•••• M• S••••••• | Cranford, Nj | Sep 5, 2018 | 20 y | 0 |
| T•••• F••••••• W•••••••••Certified Financial Planner | Montclair, Nj | Sep 27, 2018 | 23 y | 1 |
| H•••••• L•• N•••• | Montclair, Nj | Nov 29, 2018 | 38 y | 5 |
| C••••••••• J••••• M•••• | Fairfield, Ct | Jan 22, 2019 | 26 y | 1 |
| M••• A•••••••• G•••• | Montclair, Nj | Feb 15, 2019 | 13 y | 6 |
| S•••••• A•••• C••••••Certified Financial Planner | Montclair, Nj | Apr 16, 2019 | 15 y | 1 |
| J••••••• A•••• A••••••••• | Montclair, Nj | Jul 19, 2019 | 20 y | 2 |
| A••••• T• C••••••••Certified Financial Planner | Montclair, Nj | Jul 29, 2019 | 11 y | 1 |
| J••• G• E•••••• | Tiverton, Ri | Aug 14, 2019 | 17 y | 4 |
| S••••• F•••• S••••• | Montclair, Nj | Aug 15, 2019 | 12 y | 1 |
| M•••••• L••• | Montclair, Nj | Aug 16, 2019 | 15 y | 1 |
| S••••• M•••••• S••••••••• | Montclair, Nj | Jun 1, 2020 | 39 y | 7 |
| D•••••• A••••Certified Financial Planner | Montclair, Nj | Aug 13, 2020 | 18 y | 1 |
| A•••• J• G•••••• | Montclair, Nj | Aug 26, 2020 | 17 y | 1 |
| R••• G•••••Certified Financial Planner | Montclair, Nj | Oct 1, 2020 | 9 y | 1 |
| J••••• M••••••••• | Montclair, Nj | Oct 22, 2020 | 37 y | 1 |
| R••••• R••••Certified Financial Planner, Personal Financial Specialist | Montclair, Nj | Nov 18, 2020 | 27 y | 2 |
| J••• M• E•••••• | Apache Junction, Az | Nov 24, 2020 | 24 y | 2 |
| T•• E••• S••••••• | Palm City, Fl | Nov 30, 2020 | 27 y | 5 |
| C•••••• C••••••• | Montclair, Nj | Feb 16, 2021 | 12 y | 3 |
| M•••••• B•••• L••••• | Fairfield, Ct | Jun 7, 2021 | 27 y | 2 |
| D••••• A•••••••• K••••••• | Montclair, Nj | Nov 10, 2021 | 15 y | 0 |
| A••• D•••• H•••Certified Financial Planner | Malvern, Pa | Feb 15, 2022 | 27 y | 0 |
| G••• S•••••• M•••••••Certified Financial Planner | Montclair, Nj | Feb 18, 2022 | 12 y | 3 |
| A••• M••••• M•••••••Certified Financial Planner | Montclair, Nj | Jul 21, 2022 | 10 y | 1 |
| N••••••• L••••••••• | Montclair, Nj | Nov 4, 2022 | 11 y | 0 |
| D••••••• L••••••• | Montclair, Nj | Jun 20, 2023 | 17 y | 2 |
| J••• W•••••• S••••••••• | Montclair, Nj | Jun 21, 2023 | 19 y | 3 |
| C••••••••• S•••• H••••• | Browns Valley, Ca | Sep 25, 2023 | 33 y | 4 |
| A•••••••• R••••• S•••••Certified Financial Planner | Montclair, Nj | Nov 8, 2023 | 18 y | 1 |
| S•• H•••• K•• | Montclair, Nj | Feb 6, 2024 | 19 y | 0 |
| M••••••• S•••••• B••••••••Certified Financial Planner | Montclair, Nj | Feb 27, 2024 | 26 y | 1 |
| B••••• P•••••• O•••••••Certified Financial Planner | Montclair, Nj | Sep 13, 2024 | 13 y | 1 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 1.9% of current headcount4 left over 36 months
Left, latest
- N••••••• E••••• C••••• to C••••••••• F•••••••• N••••••Jun 30, 2026 · RIA to affiliated broker-dealer or bank
- S••• M• C•••••• to N••••••••• I••••••••• A•••••••• L••Aug 13, 2025 · RIA to affiliated broker-dealer or bank
- M••••• D•••• E••••••••• to I••••••••• W••••• C••••••• L••Mar 27, 2025 · RIA to RIA
- M•••••• R•••••• B•••••• to C••••• • A••••••••• I•••Apr 26, 2024 · RIA to RIA
- S•••••• A• M•••• to L•• F•••••••• L••Jun 16, 2022 · RIA to RIA
- D•••••• E••••• G•••• to F••••••• P••••••• A•• W•••••••• A•••••••Jan 27, 2021 · RIA to affiliated broker-dealer or bank
- J•••• R••• to J••• M••••• S••••••••• L••Dec 4, 2020 · RIA to wirehouse
Joined, latest
- N••••••• S••••• C••••• from A•••• • A••••••• G••••• P•••••••Apr 22, 2026 · RIA to RIA
- W•••••• C•••••• A•••••• from H•••••••• A•••••••• L••Oct 8, 2025 · Affiliated broker-dealer or bank to independent RIA
- A••• S••••• from H•••••••• A•••••••• L••Sep 2, 2025 · Affiliated broker-dealer or bank to independent RIA
- J•••• S•••••• B••••• from S••••••• P•••••• A•••••••• L•••Jul 11, 2025 · Other
- K••••••• M•••• O•••••• from C••••••••• C•••••• P•••••••Jun 11, 2025 · RIA to RIA
- P•••• L•••• C••••••• from F••••• I•••••••••May 19, 2025 · RIA to RIA
- J••• D•••• G••••• from T••••• P••••• W••••• M•••••••••Nov 6, 2024 · RIA to RIA
- B••••• P•••••• O••••••• from S••••••• P•••••• A•••••••• L•••Sep 13, 2024 · Other
- M••••••• S•••••• B•••••••• from M•• C•••••• M••••••••• I••Feb 27, 2024 · RIA to RIA
- A•••••••• R••••• S••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Nov 8, 2023 · Affiliated broker-dealer or bank to independent RIA
- C••••••••• S•••• H••••• from C••••• • A••••••••• I•••Sep 25, 2023 · Affiliated broker-dealer or bank to independent RIA
- J••• W•••••• S••••••••• from C••••••Jun 21, 2023 · Affiliated broker-dealer or bank to independent RIA
- D••••••• L••••••• from C••••••Jun 20, 2023 · Affiliated broker-dealer or bank to independent RIA
- N••••••• E••••• C••••• from W•• P•••••••• L••Jan 31, 2023 · RIA to RIA
- S••• M• C•••••• from E••••• J••••Nov 21, 2022 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from C••••• • A••••••••• I•••Jan 2, 2023 · S••••Sdale, Az
- 12 joined from C••••• • A••••••••• I•••Dec 31, 2022 · Montclair, Nj
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••••• R•••• P•••••• · Chief Executive Officercontrolsince 01/2021 · owns 10% to 25%
- M•••••••• E•••••• A••••• · Presidentcontrolsince 08/1986 · owns 10% to 25%
- R•••• D••••••• R•••••• · Co-Chairmancontrolsince 08/1986 · owns 25% to 50%
- R••••• J•••••• J•••• · Co-Chairmancontrolsince 01/2016 · owns 25% to 50%
- S•••••• S•••••• F•••• · Chief Compliance Officercontrolsince 01/2019 · owns less than 5%
Entity owners
- T•• S•••••• F••••• T••••• J••• • M••••••• S••••••• T•••••••• · Shareholderdirect · owns less than 5%
Related persons
Schedule D 7.A
- R•• W••••• B•••••••• I•••investment adviserreal estateyRAUM $2.9B
Advisers that list R•• W••••• B•••••••• I••• as a related person
- 169005 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Montclair, Nj · principal | 54 | 7 | 1 | ||
| Cranford, Nj | 3 | 0 | 0 | ||
| Fairfield, Ct | 2 | 0 | 0 | ||
| S••••Sdale, Az | 2 | 0 | 0 | ||
| Holmdel, Nj | 0 | 0 | 0 | ||
| New York, Ny | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Clark, NJ3 employees
- S••••Sdale, AZ2 employees
- Holmdel, NJ1 employees
- Spring Hill, FL1 employees
- Staten Island, NY1 employees
- Westport, CT1 employees
- Apache Junction, AZ1 employees
- , 1 employees
- Edison, NJ1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Apr 15, 2026D•••••• R•••• P•••••• (CHIEF EXECUTIVE OFFICER) left Schedule A between the filings of 2020-03-17 and 2026-04-15peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Apr 15, 2026M•••••••• E•••••• A••••• (PRESIDENT) left Schedule A between the filings of 2020-03-17 and 2026-04-15peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 4,428 to 5,069Sep 25, 2025 to Feb 20, 2026
- Advisory employees · 44 to 49Sep 25, 2025 to Feb 20, 2026
- Advisory activities · 7 to 8Sep 25, 2025 to Feb 20, 2026
- Corporate clients · 57 to 189Sep 25, 2025 to Feb 20, 2026
- HNW clients · 364 to 464Sep 25, 2025 to Feb 20, 2026
- Individual clients · 1,340 to 1,443Sep 25, 2025 to Feb 20, 2026
- Pension plan clients · 141 to 1Sep 25, 2025 to Feb 20, 2026
- Employees · 49 to 64Sep 25, 2025 to Feb 20, 2026
- Financial planning clients · 51-100 to 26-50Sep 25, 2025 to Feb 20, 2026
- State-registered IARs · 44 to 51Sep 25, 2025 to Feb 20, 2026
- Other offices · 24 to 23Sep 25, 2025 to Feb 20, 2026
- Discretionary RAUM · $2.1B to $2.4BSep 25, 2025 to Feb 20, 2026
- HNW RAUM · $978M to $1.3BSep 25, 2025 to Feb 20, 2026
- Individual RAUM · $410M to $459MSep 25, 2025 to Feb 20, 2026
- Non-discretionary RAUM · $60.0M to $510MSep 25, 2025 to Feb 20, 2026
- Pension RAUM · $587M to $2.5MSep 25, 2025 to Feb 20, 2026
- RAUM · $2.2B to $2.9BSep 25, 2025 to Feb 20, 2026
- Financial planning clients · 51-100 to 51-100Jun 6, 2025 to Jul 1, 2025
- Other offices · 23 to 24Jun 6, 2025 to Jul 1, 2025
- Other offices · 24 to 23Apr 4, 2025 to Jun 6, 2025
- Accounts · 3,965 to 4,428Feb 11, 2025 to Apr 4, 2025
- Advisory employees · 43 to 44Feb 11, 2025 to Apr 4, 2025
- BD registered reps · 4 to 0Feb 11, 2025 to Apr 4, 2025
- Corporate clients · 53 to 57Feb 11, 2025 to Apr 4, 2025
- HNW clients · 302 to 364Feb 11, 2025 to Apr 4, 2025
- Individual clients · 1,233 to 1,340Feb 11, 2025 to Apr 4, 2025
- Pension plan clients · 109 to 141Feb 11, 2025 to Apr 4, 2025
- Employees · 47 to 49Feb 11, 2025 to Apr 4, 2025
- Insurance-licensed employees · 4 to 3Feb 11, 2025 to Apr 4, 2025
- Financial planning clients · 26-50 to 51-100Feb 11, 2025 to Apr 4, 2025
- State-registered IARs · 45 to 44Feb 11, 2025 to Apr 4, 2025
- Other offices · 26 to 24Feb 11, 2025 to Apr 4, 2025
- Discretionary RAUM · $1.4B to $2.1BFeb 11, 2025 to Apr 4, 2025
- HNW RAUM · $725M to $978MFeb 11, 2025 to Apr 4, 2025
- Individual RAUM · $337M to $410MFeb 11, 2025 to Apr 4, 2025
- Non-discretionary RAUM · $248M to $60.0MFeb 11, 2025 to Apr 4, 2025
- Pension RAUM · $305M to $587MFeb 11, 2025 to Apr 4, 2025
- RAUM · $1.7B to $2.2BFeb 11, 2025 to Apr 4, 2025
- Other offices · 25 to 26Nov 19, 2024 to Jan 7, 2025
- Other offices · 24 to 25Nov 5, 2024 to Nov 19, 2024
Signals
19 dated events
- N••••••• E••••• C••••• left R•• W••••• B•••••••• I••• for C••••••••• F•••••••• N•••••• (registered 2026-07-07)Jun 30, 2026 · a•••••• firm change · fact
- R•• W••••• B•••••••• I••• reported RAUM $2.9B, up 31% from $2.2B (2025-09-25 to 2026-02-20)Feb 20, 2026 · RAUM change · derived
- S••• M• C•••••• left R•• W••••• B•••••••• I••• for N••••••••• I••••••••• A•••••••• L•• (registered 2025-09-09)Aug 13, 2025 · a•••••• firm change · fact
- R•• W••••• B•••••••• I••• reported RAUM $2.2B, up 30% from $1.7B (2025-02-11 to 2025-04-04)Apr 4, 2025 · RAUM change · derived
- M••••• D•••• E••••••••• left R•• W••••• B•••••••• I••• for I••••••••• W••••• C••••••• L•• (registered 2025-03-19)Mar 27, 2025 · a•••••• firm change · fact
- M•••••• R•••••• B•••••• left R•• W••••• B•••••••• I••• for C••••• • A••••••••• I••• (registered 2026-01-02)Apr 26, 2024 · a•••••• firm change · fact
- R•• W••••• B•••••••• I••• reported RAUM $1.7B, up 53% from $1.1B (2023-06-29 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- R•• W••••• B•••••••• I••• reported 24 offices beyond its principal office, up from 14 (2023-02-08 to 2023-03-30)Mar 30, 2023 · Office count change · derived
- 2 advisors left C••••• • A••••••••• I••• (Scottsdale, AZ) for R•• W••••• B•••••••• I••• on the same dayJan 2, 2023 · Team lift-out · derived
- 12 advisors left C••••• • A••••••••• I••• (Montclair, NJ) for R•• W••••• B•••••••• I••• within 2 daysDec 31, 2022 · Team lift-out · derived
- S•••••• A• M•••• left R•• W••••• B•••••••• I••• for L•• F•••••••• L•• (registered 2022-07-15)Jun 16, 2022 · a•••••• firm change · fact
- R•• W••••• B•••••••• I••• reported RAUM $1.1B, up 173% from $385.2M (2021-06-09 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- R•• W••••• B•••••••• I••• reported 15 offices beyond its principal office, up from 8 (2021-02-24 to 2021-03-29)Mar 29, 2021 · Office count change · derived
- R•• W••••• B•••••••• I••• reported 31 state-registered advisory representatives, up from 18 (2021-02-24 to 2021-03-29)Mar 29, 2021 · ria a•••••• headcount change · derived
- R•• W••••• B•••••••• I••• reported RAUM $385.2M, up 115% from $178.9M (2021-02-24 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- R•• W••••• B•••••••• I••• reported 8 offices beyond its principal office, up from 3 (2020-09-02 to 2020-09-28)Sep 28, 2020 · Office count change · derived
- Patrick J•••• Barrett (Chief Compliance Officer) no longer on Schedule A of R•• W••••• B•••••••• I••• (listed 2019-03-29, absent 2020-03-17)Mar 17, 2020 · Control person left · inference
- F•••• Steven S••••• (Chief Compliance Officer) appeared on Schedule A of R•• W••••• B•••••••• I•••Mar 17, 2020 · Control person joined · fact
- R•• W••••• B•••••••• I•• filed its initial SEC registration (Form ADV)Sep 23, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/RMR-WEALTH-B•••••••-INC-reportedpublic record, Form ADV, Sep 18, 2026
- Website
- rmrwealthbuilders.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (201) 836-2460reportedpublic record, Form ADV, Apr 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $53.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026