DFX Intelligence

RIA Intelligence

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SEC-registered adviser

K••••• W••••• M••••••••• L••

Independent wealth managerMemphis, TennesseeCRD 288229SEC 801-110623website IAPD

Latest filing Sep 11, 2026

First filing on the tape May 12, 2017 · 33 filings

SEC status approved since Jun 16, 2017

RAUM

$555M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$555M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$92.5M

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

33 filings and snapshots on the tape

RAUM$555M as of Mar 31, 2026

Mar 8, 2018$114M then

HNW client RAUM$442M as of Mar 31, 2026

Mar 8, 2018$88.0M then

State-registered IARs (5.B.3)6 as of Mar 31, 2026

Mar 8, 20185 then

Employees (5.A)10 as of Mar 31, 2026

Mar 8, 20186 then

Private funds: no history

RAUM +26% over the last fiscal year+22% a year over threeIARs 6 to 6

Practice profile

derived from the filing of Sep 11, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $92.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 79derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.6MderivedHNW RAUM over HNW clients
Average account: $319,333derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.7derivedItem 5.A over advisors
Advisors per office: 6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +26%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: -31%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Wrap fee program: $555MreportedItem 5.I
Custody: $264,000, 4 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
an independent public accountant performs a surprise examination (9.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$442M80%
Individuals$113M20%

Individual clients: 301reported
HNW clients: 170reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 1,738reported
Financial planning clients: 1-10reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: $264,000 for 4 clientsreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived

Advisors registered through the firm

6 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
K•••• D••• K•••••	Memphis, Tn	Jun 19, 2017	24 y	3
R••••• T••• B••••••	Memphis, Tn	Apr 26, 2018	29 y	3
J••••••• D• M••••••••Certified Financial Planner	Memphis, Tn	Jan 22, 2020	14 y	2
T••••• R•••• N••••••	Memphis, Tn	Apr 17, 2023	11 y	3
R••• J••••• D•••	Memphis, Tn	Apr 26, 2023	11 y	0
M•••••• C••••• H•••••••••	Memphis, Tn	Jan 1, 2026	12 y	2

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

G••••••••• C••••• to R•••••• J•••• • A••••••••• I•••
Aug 1, 2022 · RIA to affiliated broker-dealer or bank
D•••• D••••• S••••••• to V•••• F•••••••• A•••••••• I•••
Feb 1, 2022 · RIA to affiliated broker-dealer or bank
C••••••••• H••••••••• to L•• F•••••••• L••
Nov 22, 2021 · RIA to affiliated broker-dealer or bank
D•••• R••••• H••••• to R•••• • G•••••• W••••• M•••••••••
Aug 28, 2019 · RIA to RIA
J••• D•••• S•••• to M•••••• A•••••••• L••
Jul 30, 2019 · RIA to a state-registered adviser

Joined, latest

T••••• R•••• N•••••• from B• R•••• W••••• A•••••••• I•••
Apr 17, 2023 · Affiliated broker-dealer or bank to independent RIA
D•••• D••••• S••••••• from V•••• F•••••••• A•••••••• I•••
Apr 27, 2021 · Affiliated broker-dealer or bank to independent RIA
J••••••• D• M•••••••• from L••••• W••••• M••••••••• L••
Jan 22, 2020 · RIA to RIA
R••••• T••• B•••••• from C•••••• S••••• • C••• I•••
Apr 26, 2018 · Affiliated broker-dealer or bank to independent RIA
J••• D•••• S•••• from A••••••• P•••••••• L••
Apr 19, 2018 · Other
D•••• R••••• H••••• from M••••• S••••••
Jun 19, 2017 · Wirehouse to a newly registered adviser (no RAUM reported yet)
K•••• D••• K••••• from M••••• S••••••
Jun 19, 2017 · Wirehouse to a newly registered adviser (no RAUM reported yet)
M•••••• C••••• H••••••••• from M••••• S••••••
Jun 19, 2017 · Wirehouse to a newly registered adviser (no RAUM reported yet)

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

3 joined from M••••• S••••••
Jun 19, 2017 · Memphis, Tn

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

E••••• J••• E••••• · Chief Compliance Officercontrol
since 09/2018 · owns less than 5%
K•••••• K••••• D••• · Managing Membercontrol
since 06/2017 · owns 75% or more
H••••••••• M••••••• C••••• · Managing Member
since 06/2017 · owns less than 5%
B••••••••• P•••••• C•••• · Indirect Owner Of K••••• Wealth Management
since 07/2017 · owns 25% to 50% of C•••• G•••• P•••••••••
C••••• M••••••• K•• · Indirect Owner Of K••••• Wealth Management
since 07/2017 · owns 25% to 50% of C•••• G•••• P•••••••••
V••••••••• H••••• C•••• · Indirect Owner Of K••••• Wealth Management
since 07/2017 · owns 25% to 50% of C•••• G•••• P•••••••••

Entity owners

C•••• G•••• P••••••••• · Owner
direct · owns 5% to 10%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Memphis, Tn · principal	6	1	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

2 against comparable advisers; where to look, not conclusions

clients down average size upCombination · filing Mar 31, 2026
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $440,800,000 to $555,000,000, advisors 6 to 6, private clients 682 to 471, offices 0 to 0 (2025-04-28 to 2026-03-31)
peers: independent wealth managers, $500M to $1B (1,482)
HNW share shiftChange between filings · filing Mar 31, 2026
HNW share of RAUM moved from 49.0% to 80.0% between the annual amendments of 2025-04-28 and 2026-03-31
peers: independent wealth managers, $500M to $1B (1,482)

How anomalies are measured

What changed

consecutive filings, newest first

Financial planning clients · 1-10 to 1-10
Mar 31, 2026 to Sep 11, 2026
Related adviser · false to unset
Mar 31, 2026 to Sep 11, 2026
Related bank · false to unset
Mar 31, 2026 to Sep 11, 2026
Related broker-dealer · false to unset
Mar 31, 2026 to Sep 11, 2026
Related insurance company · false to unset
Mar 31, 2026 to Sep 11, 2026
Succession · false to unset
Mar 31, 2026 to Sep 11, 2026
Accounts · 1,356 to 1,738
Oct 31, 2025 to Mar 31, 2026
HNW clients · 103 to 170
Oct 31, 2025 to Mar 31, 2026
Individual clients · 579 to 301
Oct 31, 2025 to Mar 31, 2026
Assets in custody · $205,000 to $264,000
Oct 31, 2025 to Mar 31, 2026
Discretionary RAUM · $441M to $555M
Oct 31, 2025 to Mar 31, 2026
HNW RAUM · $216M to $442M
Oct 31, 2025 to Mar 31, 2026
Individual RAUM · $224M to $113M
Oct 31, 2025 to Mar 31, 2026
RAUM · $441M to $555M
Oct 31, 2025 to Mar 31, 2026
Accounts · 1,468 to 1,356
Apr 25, 2024 to Apr 28, 2025
Corporate clients · 7.0 to unset
Apr 25, 2024 to Apr 28, 2025
HNW clients · 81 to 103
Apr 25, 2024 to Apr 28, 2025
Individual clients · 279 to 579
Apr 25, 2024 to Apr 28, 2025
Employees · 9 to 10
Apr 25, 2024 to Apr 28, 2025
Financial planning clients · 1-10 to 1-10
Apr 25, 2024 to Apr 28, 2025
Discretionary RAUM · $329M to $441M
Apr 25, 2024 to Apr 28, 2025
HNW RAUM · $152M to $216M
Apr 25, 2024 to Apr 28, 2025
Individual RAUM · $177M to $224M
Apr 25, 2024 to Apr 28, 2025
RAUM · $329M to $441M
Apr 25, 2024 to Apr 28, 2025
Accounts · 1,545 to 1,468
Jun 9, 2023 to Mar 25, 2024
Advisory employees · 4 to 6
Jun 9, 2023 to Mar 25, 2024
Assets in custody · $22.6M to $205,000
Jun 9, 2023 to Mar 25, 2024
Employees · 7 to 9
Jun 9, 2023 to Mar 25, 2024
State-registered IARs · 4 to 6
Jun 9, 2023 to Mar 25, 2024
Discretionary RAUM · $300M to $329M
Jun 9, 2023 to Mar 25, 2024
HNW RAUM · $209M to $152M
Jun 9, 2023 to Mar 25, 2024
Individual RAUM · $84.4M to $177M
Jun 9, 2023 to Mar 25, 2024
Non-discretionary RAUM · $7.5M to $0
Jun 9, 2023 to Mar 25, 2024
Pension RAUM · 7500000.0 to unset
Jun 9, 2023 to Mar 25, 2024
RAUM · $307M to $329M
Jun 9, 2023 to Mar 25, 2024
Wrap assets (manager) · unset to 0.0
Mar 28, 2023 to Jun 9, 2023
Wrap assets (sponsor) · unset to 0.0
Mar 28, 2023 to Jun 9, 2023
Accounts · 1,300 to 1,545
Feb 9, 2022 to Mar 28, 2023
Advisory employees · 5 to 4
Feb 9, 2022 to Mar 28, 2023
Advisory activities · 5 to 4
Feb 9, 2022 to Mar 28, 2023

Signals

6 dated events

K••••• W••••• M••••••••• L•• reported RAUM $555.0M, up 26% from $440.8M (2025-10-31 to 2026-03-31)
Mar 31, 2026 · RAUM change · derived
K••••• W••••• M••••••••• L•• reported RAUM $440.8M, up 34% from $329.0M (2024-04-25 to 2025-04-28)
Apr 28, 2025 · RAUM change · derived
G••••••••• C••••• left K••••• W••••• M••••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2023-02-06)
Aug 1, 2022 · Advisor changed firm · fact
D•••• D••••• S••••••• left K••••• W••••• M••••••••• L•• for V•••• F•••••••• A•••••••• I••• (registered 2022-01-31)
Feb 1, 2022 · Advisor changed firm · fact
Michelle Lauren Sekerke (Chief Investment Officer) no longer on Schedule A of K••••• W••••• M••••••••• L•• (listed 2018-10-11, absent 2019-02-21)
Feb 21, 2019 · Control person left · inference
K••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
May 12, 2017 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: karyssa.hunt@kimerywealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: rachel.kimery@kimerywealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 901-291-5500reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 901-291-5515reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: LINKEDIN.COM/COMPANY/K•••••-WEALTH-MANAGEMENTreportedpublic record, Form ADV, Sep 21, 2026
Website: K•••••WEALTH.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: (901) 291-5500reportedpublic record, Form ADV, Sep 11, 2026
Contact form: kimerywealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Team page: kimerywealth.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $92.5Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026