DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••••••• F••••••••• M••••••••• L••
Latest filing Apr 29, 2026
First filing on the tape Mar 30, 2012 · 11 filings
SEC status approved since Aug 9, 2024
RAUM
$107M
reported, Item 5.F
Discretionary
75%
of RAUM
Private clients
98%
$105M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$53.4M
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$107M as of Apr 29, 2026
Apr 2, 2012$20.1M then
HNW client RAUM$100M as of Apr 29, 2026
Mar 27, 2025$96.8M then
State-registered IARs (5.B.3)2 as of Apr 29, 2026
Mar 27, 20252 then
Employees (5.A)6 as of Apr 29, 2026
Mar 27, 20256 then
Private funds2 as of Apr 29, 2026
Feb 6, 20262 then
RAUM +3.9% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $53.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.6MderivedHNW RAUM over HNW clients
- Average account
- $680,093derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 75%derivedof RAUM
- Institutional
- 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.4%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $1.8M, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$100M94%
- Individuals$4.7M4.4%
- Pension and profit-sharing plans$1.9M1.8%
- Individual clients
- 19reported
- HNW clients
- 22reported
- Pension plan clients
- 3reported
- Charitable clients
- n/areported
- Accounts
- 157reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.8M for 9 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K••••••••• D• M•••••Personal Financial Specialist | Nashville, Tn | Oct 26, 2018 | 13 y | 0 |
| D••• E••••• V••••• | Nashville, Tn | Oct 31, 2018 | 20 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••• D•••• S•••• to A••••••• P•••••••• L••Mar 17, 2015 · Other
- R•••••• Y• L•• to G••••••• A•••••••• L••Oct 8, 2014 · Other
- R••• S•••• B••• to C•••••••• W••••• M•••••••••Jul 25, 2011 · Other
- P••••• N•• M••••••••• to C•••••••• W••••• M•••••••••Jan 4, 2011 · Other
- J••• H• S•• to C•••••••• W••••• M•••••••••Jan 4, 2011 · Other
Joined, latest
- J••• D•••• S•••• from A•••• W••••• A•••••••• L••Jul 9, 2013 · Other
- R•••••• Y• L•• from A•••• W••••• A•••••••• L••Jul 1, 2013 · Other
- P••••• N•• M••••••••• from D••••••••• W••••• M•••••••••Aug 18, 2010 · Other
- J••• H• S•• from D••••••••• W••••• M•••••••••Aug 18, 2010 · Other
- R••• S•••• B••• from Q•• F•••••••• L••Sep 20, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V•••••• D•••• E••••• · Ceo/ Chief Compliance Officercontrolsince 06/2003 · owns less than 5%
- V•••••• D•••• E••••• · Managing Membercontrolsince 03/2018 · owns 50% to 75% of P••• A••••••••• I•• L••
- V•••••• D•••• E••••• · Co-Trusteecontrolsince 03/2018 · owns F of F•••••• T••••
- V•••••• J•••••••• T••• · Co-Trusteecontrolsince 03/2018 · owns F of F•••••• T••••
Entity owners
- L•••••••• F•••••••• L••• M••••••••• L•• · Managing Memberdirect · owns 75% or more
- P••• A••••••••• I•• L•• · Managing Memberindirect · owns 75% or more of L•••••••• F•••••••• L••• M••••••••• L••
- F•••••• T•••• · Memberindirect · owns 75% or more of P••• A••••••••• I•• L••
Related persons
Schedule D 7.A
- K••••••••• M•••••insurancey
- P•••••••• S••••• T•••• C••••••n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Nashville, Tn · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Apr 29, 2026accounts (Item 5.F.2.f) moved from 248.0 to 157.0 (-37.0%) between the annual amendments of 2025-03-27 and 2026-04-29; the peer median change was +5.0% (3687 comparable advisers, 4.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 4.4% percentile
What changed
consecutive filings, newest first
- Assets in custody · $403,647 to $1.8MMar 31, 2026 to Apr 29, 2026
- Accounts · 248 to 157Feb 6, 2026 to Mar 31, 2026
- BD registered reps · 0 to 1Feb 6, 2026 to Mar 31, 2026
- HNW clients · 23 to 22Feb 6, 2026 to Mar 31, 2026
- Pension plan clients · 4 to 3Feb 6, 2026 to Mar 31, 2026
- Assets in custody · $1.4M to $403,647Feb 6, 2026 to Mar 31, 2026
- Discretionary RAUM · $80.3M to $80.5MFeb 6, 2026 to Mar 31, 2026
- HNW RAUM · $96.8M to $100MFeb 6, 2026 to Mar 31, 2026
- Individual RAUM · $4.2M to $4.7MFeb 6, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $22.4M to $26.3MFeb 6, 2026 to Mar 31, 2026
- Pension RAUM · $1.8M to $1.9MFeb 6, 2026 to Mar 31, 2026
- RAUM · $103M to $107MFeb 6, 2026 to Mar 31, 2026
- Business name · L•••••••• I••••••••• C••••••••• L•• to L•••••••• F••••••••• M••••••••• L••Mar 27, 2025 to Feb 6, 2026
- Legal name · L•••••••• I••••••••• C••••••••• L•• to L•••••••• F••••••••• M••••••••• L••Mar 27, 2025 to Feb 6, 2026
- Private funds · unset to 2Mar 27, 2025 to Feb 6, 2026
- Related adviser · false to trueMar 27, 2025 to Feb 6, 2026
- Non-discretionary RAUM · $17.3M to $22.4MJul 22, 2024 to Mar 27, 2025
- Pension RAUM · $8.2M to $1.8MJul 22, 2024 to Mar 27, 2025
- RAUM · $120M to $103MJul 22, 2024 to Mar 27, 2025
- Accounts · 145 to 248Jul 22, 2024 to Mar 27, 2025
- HNW clients · 25 to 23Jul 22, 2024 to Mar 27, 2025
- Individual clients · 20 to 19Jul 22, 2024 to Mar 27, 2025
- Pension plan clients · 7 to 4Jul 22, 2024 to Mar 27, 2025
- Assets in custody · unset to 1400000.0Jul 22, 2024 to Mar 27, 2025
- Custody of client assets · false to trueJul 22, 2024 to Mar 27, 2025
- Financial planning clients · 26-50 to 26-50Jul 22, 2024 to Mar 27, 2025
- Discretionary RAUM · $103M to $80.3MJul 22, 2024 to Mar 27, 2025
- HNW RAUM · $108M to $96.8MJul 22, 2024 to Mar 27, 2025
- Individual RAUM · $4.6M to $4.2MJul 22, 2024 to Mar 27, 2025
- Accounts · 160 to 145Oct 17, 2012 to Jul 11, 2024
- Advisory employees · unset to 2.0Oct 17, 2012 to Jul 11, 2024
- Advisory activities · 3 to 2Oct 17, 2012 to Jul 11, 2024
- Business name · L•••••••• I••••••••• C•••••• to L•••••••• I••••••••• C••••••••• L••Oct 17, 2012 to Jul 11, 2024
- HNW clients · unset to 25.0Oct 17, 2012 to Jul 11, 2024
- Individual clients · unset to 20.0Oct 17, 2012 to Jul 11, 2024
- Pension plan clients · unset to 7.0Oct 17, 2012 to Jul 11, 2024
- Employees · unset to 6.0Oct 17, 2012 to Jul 11, 2024
- Financial planning clients · unset to 26-50Oct 17, 2012 to Jul 11, 2024
- HQ city · DAYTONA BEACH to NASHVILLEOct 17, 2012 to Jul 11, 2024
- HQ state · FL to TNOct 17, 2012 to Jul 11, 2024
Signals
3 dated events
- L•••••••• I••••••••• C••••••••• L•• filed its initial SEC registration (Form ADV)Jul 11, 2024 · First SEC registration · fact
- Neil D•••• Jones (Managing Member/Chief Compliance Officer) no longer on Schedule A of L•••••••• F••••••••• M••••••••• L•• (listed 2012-10-17, absent 2024-07-11)Jul 11, 2024 · Control person left · inference
- Edward Dale Veitch (Co-Trustee) appeared on Schedule A of L•••••••• F••••••••• M••••••••• L••Jul 11, 2024 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- L•••••••• F••••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Business email
- team@lex-life.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 615-492-1011reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 866-698-5945reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/L••••••••-FINANCIAL-L•••-MAreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••://WWW.LEX-L•••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 615-492-1011reportedpublic record, Form ADV, Apr 29, 2026
- Contact form
- lex-life.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $53.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026