DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• P•••••• M••••••

C••••••• S••••••••• I•••BD affiliatedPaoli, Pa dual registrantIAPD 1909949

Feed of 09/15/2026

Also filed as Joe Mylotte

At current firm

3 y

since Sep 28, 2022

In the industry

37 y

since Jan 10, 1989 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• S••••••••• I••• BD affiliated current
since Sep 28, 2022 · Ardmore, Pa
C•••••• A••••••• BD affiliated
Jun 20, 2017 to Aug 31, 2022 · Iselin, Nj
L•••••• I••••••••• independent RIA
Jun 20, 2017 to Aug 31, 2022 · Iselin, Nj
M••••• A•••••••• I••• former
Mar 27, 2017 to Jul 24, 2017 · Paoli, Pa
C••• F•••••••• S•••••••• L••• former
Dec 17, 2014 to Oct 27, 2016 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••••• A••••••• to L•••••• I•••••••••
left Aug 31, 2022, registered Jun 20, 2017 (-1898 days) · Other
L•••••• I••••••••• to C••••••• S••••••••• I•••
left Aug 31, 2022, registered Sep 28, 2022 (28 days) · RIA to affiliated broker-dealer or bank
M••••• A•••••••• I••• to C•••••• A•••••••
left Jul 24, 2017, registered Jun 20, 2017 (-34 days) · Other
C••• F•••••••• S•••••••• L••• to M••••• A•••••••• I•••
left Oct 27, 2016, registered Mar 27, 2017 (151 days) · Other

Signals

J••••• P•••••• M•••••• left C•••••• A••••••• for C••••••• S••••••••• I••• (registered 2022-09-28)
Aug 31, 2022 · Advisor changed firm · fact
J••••• P•••••• M•••••• left L•••••• I••••••••• for C•••••• A••••••• (registered 2017-06-20)
Aug 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 37derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address