RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• A•••••• E••••••
- W•••• F•••• A••••••• wirehouse currentsince Feb 22, 2013 · Oakhurst, Nj
- P•• W••••• M••••••••• BD affiliatedJan 27, 2010 to Feb 22, 2013 · West Windsor, Nj
- P•••• S••••••••• L•• no RAUMMar 11, 2009 to Jan 11, 2010 · Basking Ridge, Nj
- P••• I••••••••• L•• asset managerAug 31, 2006 to Dec 18, 2008 · Newark, Nj
- P••• I••••••••• L•• asset managerAug 26, 2002 to Oct 12, 2005 · Cranford, Nj
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left Feb 22, 2013, registered Feb 22, 2013 (0 days) · Other
- P•••• S••••••••• L•• to P•• W••••• M•••••••••left Jan 11, 2010, registered Jan 27, 2010 (16 days) · Other
- P••• I••••••••• L•• to P•••• S••••••••• L••left Dec 18, 2008, registered Mar 11, 2009 (83 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address