RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A••••• H••••
- M•• F•••••••• C••• state registered currentsince Jan 8, 2019 · Houston, Tx
- P••••••••• I••••••••• A••••••• S••••••• O• T••••• L•• state registered currentsince Oct 2, 2015 · Houston, Tx
- M•• F•••••••• C••• state registeredJan 13, 2014 to Dec 31, 2018 · Westwood, Ma
- E•• I••••••••• A•••••• C••••••••• unclassifiedJun 20, 2013 to Nov 11, 2013 · Irving, Tx
- C• W••••• M••••••••• L•• independent RIAMar 29, 2011 to Mar 22, 2013 · Schaumburg, Il
- A••••••• B••••• W••••• M••••••••• I••• unclassifiedJul 15, 2010 to Jun 8, 2011 · Eau Claire, Wi
- P•••••••• R••••••••• G••••• I•• unclassifiedOct 12, 2007 to Dec 31, 2007 · Eau Claire, Wi
- O••••••••• S••••••••• I••• BD affiliatedJul 18, 2006 to Feb 6, 2007 · Chippewa Falls, Wi
- M•• F•••••••• C••• to P••••••••• I••••••••• A••••••• S••••••• O• T••••• L••left Dec 31, 2018, registered Oct 2, 2015 (-1186 days) · Other
- E•• I••••••••• A•••••• C••••••••• to M•• F•••••••• C•••left Nov 11, 2013, registered Jan 13, 2014 (63 days) · Other
- C• W••••• M••••••••• L•• to E•• I••••••••• A•••••• C•••••••••left Mar 22, 2013, registered Jun 20, 2013 (90 days) · Other
- A••••••• B••••• W••••• M••••••••• I••• to C• W••••• M••••••••• L••left Jun 8, 2011, registered Mar 29, 2011 (-71 days) · Other
- P•••••••• R••••••••• G••••• I•• to A••••••• B••••• W••••• M••••••••• I•••left Dec 31, 2007, registered Jul 15, 2010 (927 days) · Other
- O••••••••• S••••••••• I••• to P•••••••• R••••••••• G••••• I••left Feb 6, 2007, registered Oct 12, 2007 (248 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address