DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• A• S••••

S•••••••• A••••••• L••national BDRoslyn, Ny dual registrantIAPD 1918201

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jeffrey A Seitz

At current firm

1 y

since Mar 31, 2025

In the industry

29 y

since Oct 28, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A••••••• L•• national BD current
since Mar 31, 2025 · Roslyn, Ny
F••••••• P••••••• A•• W•••••••• A••••••• former
Sep 19, 2024 to Mar 31, 2025 · Roslyn, Ny
F•••• independent RIA
Jun 21, 2023 to Aug 1, 2024 · Melville, Ny
V••••••• A•••••••• I••• BD affiliated
Mar 15, 2021 to Jun 21, 2023 · Malvern, Pa
A••••••••• F•••••••• S•••••••• L•• national BD
Oct 5, 2018 to Sep 11, 2020 · Plainview, Ny
A••••••• P••••••••• A•••••••• I•• former
Jan 10, 2013 to Jun 15, 2018 · Holbrook, Ny
A••••••• A•••• M••••••••• I••• mixed wealth
Jan 10, 2011 to Jul 27, 2012 · Melville, Ny
T• A••••••••• I••• former
Aug 3, 2010 to Jan 12, 2011 · Fort Worth, Tx
T• A••••••••• I••••••••• M••••••••• L•• former
Aug 3, 2010 to Jan 12, 2011 · Jersey City, Nj
A••••••• A•••• M••••••••• I••• mixed wealth
Mar 14, 2006 to Jun 11, 2010 · Melville, Ny
B•• M••••• S••••••••• C••••••••• other
Feb 24, 2004 to Jun 2, 2004 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
F•••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Aug 1, 2024, registered Sep 19, 2024 (49 days) · RIA to affiliated broker-dealer or bank
V••••••• A•••••••• I••• to F••••
left Jun 21, 2023, registered Jun 21, 2023 (0 days) · Affiliated broker-dealer or bank to independent RIA
A••••••••• F•••••••• S•••••••• L•• to V••••••• A•••••••• I•••
left Sep 11, 2020, registered Mar 15, 2021 (185 days) · Affiliated broker-dealer or bank to another
A••••••• P••••••••• A•••••••• I•• to A••••••••• F•••••••• S•••••••• L••
left Jun 15, 2018, registered Oct 5, 2018 (112 days) · RIA to affiliated broker-dealer or bank
A••••••• A•••• M••••••••• I••• to A••••••• P••••••••• A•••••••• I••
left Jul 27, 2012, registered Jan 10, 2013 (167 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jan 12, 2011, registered Aug 3, 2010 (-162 days) · channel change inside one enterprise, not a move
T• A••••••••• I••••••••• M••••••••• L•• to A••••••• A•••• M••••••••• I•••
left Jan 12, 2011, registered Jan 10, 2011 (-2 days) · Other
A••••••• A•••• M••••••••• I••• to T• A••••••••• I•••
left Jun 11, 2010, registered Aug 3, 2010 (53 days) · Other
B•• M••••• S••••••••• C••••••••• to A••••••• A•••• M••••••••• I•••
left Jun 2, 2004, registered Mar 14, 2006 (650 days) · Other

Signals

J•••••• A• S•••• left Facet for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2024-09-19)
Aug 1, 2024 · Advisor changed firm · fact
J•••••• A• S•••• left V••••••• A•••••••• I••• for Facet (registered 2023-06-21)
Jun 21, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address