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Registered advisor
H•••• B••••••• B•••
Feed of 09/14/2026
Also filed as Brad B•••
At current firm
10 y
since May 19, 2016
In the industry
36 y
since Nov 3, 1989 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince May 19, 2016 · Jacksonville, Fl
- W•••• F•••• A••••••• wirehouseJun 2, 2010 to May 24, 2016 · Jacksonville, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 21, 2010 · Jacksonville, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 31, 1993 to Jun 1, 2009 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left May 24, 2016, registered May 19, 2016 (-5 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to W•••• F•••• A•••••••left Jun 21, 2010, registered Jun 2, 2010 (-19 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address